PEAK FINANCIAL MANAGEMENT, INC.

Filed: 10/25/2023ACC: 0001085146-23-003894

📋 What this filing means

PEAK FINANCIAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 72 equity positions with a total reported market value of $274.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$274.87M

Total AUM (reported)

4.99M

Total Shares

Allocation by class

VG TL INTL STK F$26.80M9.8%

TOTAL STK MKT$22.32M8.1%

PORTFLI MSCI GBL$19.11M7.0%

COM$15.90M5.8%

S&P 500 ETF SHS$14.84M5.4%

US TIPS ETF$12.39M4.5%

CORE US AGGBD ET$11.12M4.0%

Portfolio Concentration

Top 3$68.24M24.8%

4–10$74.51M27.1%

11–25$93.50M34.0%

Rest$38.62M14.1%

Top 3 weight

24.8%

Top 10 weight

51.9%

Voting Authority Distribution

Total shares with voting rights: 4.99M

Sole

Full voting authority

4.99M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole72

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings72

Rows:

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares500.84K

TypeSH

Market value$26.80M

9.75%

Sole

500.84K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares105.09K

TypeSH

Market value$22.32M

8.12%

Sole

105.09K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFLI MSCI GBL

Shares378.46K

TypeSH

Market value$19.11M

6.95%

Sole

378.46K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares37.78K

TypeSH

Market value$14.84M

5.40%

Sole

37.78K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares245.32K

TypeSH

Market value$12.39M

4.51%

Sole

245.32K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares118.22K

TypeSH

Market value$11.12M

4.04%

Sole

118.22K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares354.83K

TypeSH

Market value$9.72M

3.54%

Sole

354.83K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares119.57K

TypeSH

Market value$9.08M

3.31%

Sole

119.57K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares52.20K

TypeSH

Market value$8.94M

3.25%

Sole

52.20K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares124.55K

TypeSH

Market value$8.43M

3.07%

Sole

124.55K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE LT USDB ETF

Shares173.94K

TypeSH

Market value$8.22M

2.99%

Sole

173.94K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-5YR HI YL CP

Shares198.39K

TypeSH

Market value$8.14M

2.96%

Sole

198.39K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 PUR VAL

Shares105.34K

TypeSH

Market value$7.75M

2.82%

Sole

105.34K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares210.04K

TypeSH

Market value$7.05M

2.57%

Sole

210.04K

Shared

0.00

None

0.00

FIDELITY COVINGTON TRUST

SOLE

MSCI MATLS INDEX

Shares156.68K

TypeSH

Market value$6.92M

2.52%

Sole

156.68K

Shared

0.00

None

0.00

ABRDN PRECIOUS METALS BASKET

SOLE

PHYSCL PRECS MET

Shares79.37K

TypeSH

Market value$6.68M

2.43%

Sole

79.37K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

INTL CORP BD

Shares308.27K

TypeSH

Market value$6.41M

2.33%

Sole

308.27K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares126.03K

TypeSH

Market value$6.28M

2.29%

Sole

126.03K

Shared

0.00

None

0.00

ISHARES U S ETF TR

SOLE

GSCI CMDTY STGY

Shares214.28K

TypeSH

Market value$6.25M

2.27%

Sole

214.28K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares64.23K

TypeSH

Market value$6.06M

2.20%

Sole

64.23K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INTL T

Shares277.51K

TypeSH

Market value$5.89M

2.14%

Sole

277.51K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares111.28K

TypeSH

Market value$4.92M

1.79%

Sole

111.28K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI ACWI ETF

Shares47.62K

TypeSH

Market value$4.40M

1.60%

Sole

47.62K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares128.68K

TypeSH

Market value$4.37M

1.59%

Sole

128.68K

Shared

0.00

None

0.00

ISHARES TR

SOLE

TIPS BD ETF

Shares39.99K

TypeSH

Market value$4.15M

1.51%

Sole

39.99K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD STAR FDSSOLE	VG TL INTL STK F	500.84K	SH	$26.80M 9.75%	500.84K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	105.09K	SH	$22.32M 8.12%	105.09K
SPDR INDEX SHS FDSSOLE	PORTFLI MSCI GBL	378.46K	SH	$19.11M 6.95%	378.46K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	37.78K	SH	$14.84M 5.40%	37.78K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	245.32K	SH	$12.39M 4.51%	245.32K
ISHARES TRSOLE	CORE US AGGBD ET	118.22K	SH	$11.12M 4.04%	118.22K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	354.83K	SH	$9.72M 3.54%	354.83K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	119.57K	SH	$9.08M 3.31%	119.57K
APPLE INCSOLE	COM	52.20K	SH	$8.94M 3.25%	52.20K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	124.55K	SH	$8.43M 3.07%	124.55K
ISHARES TRSOLE	CORE LT USDB ETF	173.94K	SH	$8.22M 2.99%	173.94K
ISHARES TRSOLE	0-5YR HI YL CP	198.39K	SH	$8.14M 2.96%	198.39K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 PUR VAL	105.34K	SH	$7.75M 2.82%	105.34K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	210.04K	SH	$7.05M 2.57%	210.04K
FIDELITY COVINGTON TRUSTSOLE	MSCI MATLS INDEX	156.68K	SH	$6.92M 2.52%	156.68K
ABRDN PRECIOUS METALS BASKETSOLE	PHYSCL PRECS MET	79.37K	SH	$6.68M 2.43%	79.37K
INVESCO EXCH TRADED FD TR IISOLE	INTL CORP BD	308.27K	SH	$6.41M 2.33%	308.27K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	126.03K	SH	$6.28M 2.29%	126.03K
ISHARES U S ETF TRSOLE	GSCI CMDTY STGY	214.28K	SH	$6.25M 2.27%	214.28K
ISHARES TRSOLE	CORE S&P SCP ETF	64.23K	SH	$6.06M 2.20%	64.23K
SPDR SER TRSOLE	BLOOMBERG INTL T	277.51K	SH	$5.89M 2.14%	277.51K
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	111.28K	SH	$4.92M 1.79%	111.28K
ISHARES TRSOLE	MSCI ACWI ETF	47.62K	SH	$4.40M 1.60%	47.62K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	128.68K	SH	$4.37M 1.59%	128.68K
ISHARES TRSOLE	TIPS BD ETF	39.99K	SH	$4.15M 1.51%	39.99K

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