PEAK FINANCIAL MANAGEMENT, INC.

Filed: 7/27/2023ACC: 0001085146-23-002926

📋 What this filing means

PEAK FINANCIAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 78 equity positions with a total reported market value of $280.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$280.85M

Total AUM (reported)

4.70M

Total Shares

Allocation by class

TOTAL STK MKT$23.22M8.3%

PORTFLI MSCI GBL$19.38M6.9%

COM$17.06M6.1%

INTL EQTY ETF$16.47M5.9%

S&P 500 ETF SHS$15.82M5.6%

US TIPS ETF$11.73M4.2%

CORE US AGGBD ET$11.56M4.1%

Portfolio Concentration

Top 3$59.07M21.0%

4–10$77.55M27.6%

11–25$95.77M34.1%

Rest$48.46M17.3%

Top 3 weight

21.0%

Top 10 weight

48.6%

Voting Authority Distribution

Total shares with voting rights: 4.70M

Sole

Full voting authority

4.70M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole78

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings78

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares105.39K

TypeSH

Market value$23.22M

8.27%

Sole

105.39K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFLI MSCI GBL

Shares370.35K

TypeSH

Market value$19.38M

6.90%

Sole

370.35K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares462K

TypeSH

Market value$16.47M

5.86%

Sole

462K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares38.85K

TypeSH

Market value$15.82M

5.63%

Sole

38.85K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares223.75K

TypeSH

Market value$11.73M

4.18%

Sole

223.75K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares118K

TypeSH

Market value$11.56M

4.12%

Sole

118K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares36.07K

TypeSH

Market value$10.75M

3.83%

Sole

36.07K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares51.66K

TypeSH

Market value$10.02M

3.57%

Sole

51.66K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares113.24K

TypeSH

Market value$8.95M

3.19%

Sole

113.24K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE LT USDB ETF

Shares165.73K

TypeSH

Market value$8.72M

3.10%

Sole

165.73K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares122.54K

TypeSH

Market value$8.70M

3.10%

Sole

122.54K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-5YR HI YL CP

Shares191.54K

TypeSH

Market value$7.94M

2.83%

Sole

191.54K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 PUR VAL

Shares101K

TypeSH

Market value$7.83M

2.79%

Sole

101K

Shared

0.00

None

0.00

FIDELITY COVINGTON TRUST

SOLE

MSCI MATLS INDEX

Shares154.98K

TypeSH

Market value$7.23M

2.57%

Sole

154.98K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL SCEQT ETF

Shares211.27K

TypeSH

Market value$7.13M

2.54%

Sole

211.27K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI EAFE MIN VL

Shares105.64K

TypeSH

Market value$7.13M

2.54%

Sole

105.64K

Shared

0.00

None

0.00

ABRDN PRECIOUS METALS BASKET

SOLE

PHYSCL PRECS MET

Shares75.72K

TypeSH

Market value$6.57M

2.34%

Sole

75.72K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares61.77K

TypeSH

Market value$6.16M

2.19%

Sole

61.77K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INTL T

Shares266.97K

TypeSH

Market value$6.02M

2.14%

Sole

266.97K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI EAFE

Shares81.93K

TypeSH

Market value$5.53M

1.97%

Sole

81.93K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

INTERNATIONAL HI

Shares274.21K

TypeSH

Market value$5.49M

1.96%

Sole

274.21K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares104.69K

TypeSH

Market value$5.41M

1.93%

Sole

104.69K

Shared

0.00

None

0.00

ISHARES U S ETF TR

SOLE

GSCI CMDTY STGY

Shares204.88K

TypeSH

Market value$5.32M

1.90%

Sole

204.88K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares115.79K

TypeSH

Market value$4.71M

1.68%

Sole

115.79K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI ACWI ETF

Shares47.78K

TypeSH

Market value$4.58M

1.63%

Sole

47.78K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	105.39K	SH	$23.22M 8.27%	105.39K
SPDR INDEX SHS FDSSOLE	PORTFLI MSCI GBL	370.35K	SH	$19.38M 6.90%	370.35K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	462K	SH	$16.47M 5.86%	462K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	38.85K	SH	$15.82M 5.63%	38.85K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	223.75K	SH	$11.73M 4.18%	223.75K
ISHARES TRSOLE	CORE US AGGBD ET	118K	SH	$11.56M 4.12%	118K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	36.07K	SH	$10.75M 3.83%	36.07K
APPLE INCSOLE	COM	51.66K	SH	$10.02M 3.57%	51.66K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	113.24K	SH	$8.95M 3.19%	113.24K
ISHARES TRSOLE	CORE LT USDB ETF	165.73K	SH	$8.72M 3.10%	165.73K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	122.54K	SH	$8.70M 3.10%	122.54K
ISHARES TRSOLE	0-5YR HI YL CP	191.54K	SH	$7.94M 2.83%	191.54K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 PUR VAL	101K	SH	$7.83M 2.79%	101K
FIDELITY COVINGTON TRUSTSOLE	MSCI MATLS INDEX	154.98K	SH	$7.23M 2.57%	154.98K
SCHWAB STRATEGIC TRSOLE	INTL SCEQT ETF	211.27K	SH	$7.13M 2.54%	211.27K
ISHARES TRSOLE	MSCI EAFE MIN VL	105.64K	SH	$7.13M 2.54%	105.64K
ABRDN PRECIOUS METALS BASKETSOLE	PHYSCL PRECS MET	75.72K	SH	$6.57M 2.34%	75.72K
ISHARES TRSOLE	CORE S&P SCP ETF	61.77K	SH	$6.16M 2.19%	61.77K
SPDR SER TRSOLE	BLOOMBERG INTL T	266.97K	SH	$6.02M 2.14%	266.97K
ISHARES TRSOLE	CORE MSCI EAFE	81.93K	SH	$5.53M 1.97%	81.93K
VANECK ETF TRUSTSOLE	INTERNATIONAL HI	274.21K	SH	$5.49M 1.96%	274.21K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	104.69K	SH	$5.41M 1.93%	104.69K
ISHARES U S ETF TRSOLE	GSCI CMDTY STGY	204.88K	SH	$5.32M 1.90%	204.88K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	115.79K	SH	$4.71M 1.68%	115.79K
ISHARES TRSOLE	MSCI ACWI ETF	47.78K	SH	$4.58M 1.63%	47.78K

Page 1 of 4