PEAK FINANCIAL MANAGEMENT, INC.

Filed: 4/25/2023ACC: 0001085146-23-001855

📋 What this filing means

PEAK FINANCIAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 69 equity positions with a total reported market value of $268.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$268.91M

Total AUM (reported)

4.62M

Total Shares

Allocation by class

TOTAL STK MKT$21.87M8.1%

PORTFLI MSCI GBL$18.61M6.9%

INTL EQTY ETF$16.11M6.0%

S&P 500 ETF SHS$14.84M5.5%

COM$13.69M5.1%

CORE US AGGBD ET$11.86M4.4%

US TIPS ETF$11.84M4.4%

Portfolio Concentration

Top 3$56.59M21.0%

4–10$75.47M28.1%

11–25$97.79M36.4%

Rest$39.06M14.5%

Top 3 weight

21.0%

Top 10 weight

49.1%

Voting Authority Distribution

Total shares with voting rights: 4.62M

Sole

Full voting authority

4.62M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole69

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings69

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares107.16K

TypeSH

Market value$21.87M

8.13%

Sole

107.16K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFLI MSCI GBL

Shares373.22K

TypeSH

Market value$18.61M

6.92%

Sole

373.22K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares462.83K

TypeSH

Market value$16.11M

5.99%

Sole

462.83K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares39.45K

TypeSH

Market value$14.84M

5.52%

Sole

39.45K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares118.98K

TypeSH

Market value$11.86M

4.41%

Sole

118.98K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares220.92K

TypeSH

Market value$11.84M

4.40%

Sole

220.92K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares36.20K

TypeSH

Market value$10.56M

3.93%

Sole

36.20K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares112.56K

TypeSH

Market value$9.03M

3.36%

Sole

112.56K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE LT USDB ETF

Shares163.13K

TypeSH

Market value$8.77M

3.26%

Sole

163.13K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares52.01K

TypeSH

Market value$8.58M

3.19%

Sole

52.01K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares122.60K

TypeSH

Market value$8.32M

3.09%

Sole

122.60K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-5YR HI YL CP

Shares188.95K

TypeSH

Market value$7.88M

2.93%

Sole

188.95K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 PUR VAL

Shares102.44K

TypeSH

Market value$7.77M

2.89%

Sole

102.44K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI EAFE MIN VL

Shares111.42K

TypeSH

Market value$7.54M

2.80%

Sole

111.42K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

INTERNATIONAL HI

Shares363.29K

TypeSH

Market value$7.31M

2.72%

Sole

363.29K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL SCEQT ETF

Shares210.60K

TypeSH

Market value$7.10M

2.64%

Sole

210.60K

Shared

0.00

None

0.00

FIDELITY COVINGTON TRUST

SOLE

MSCI MATLS INDEX

Shares154.99K

TypeSH

Market value$7.07M

2.63%

Sole

154.99K

Shared

0.00

None

0.00

ABRDN PRECIOUS METALS BASKET

SOLE

PHYSCL PRECS MET

Shares74.23K

TypeSH

Market value$6.77M

2.52%

Sole

74.23K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INTL T

Shares262K

TypeSH

Market value$6.06M

2.25%

Sole

262K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares61.30K

TypeSH

Market value$5.93M

2.20%

Sole

61.30K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares146.22K

TypeSH

Market value$5.91M

2.20%

Sole

146.22K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI EAFE

Shares82.30K

TypeSH

Market value$5.50M

2.05%

Sole

82.30K

Shared

0.00

None

0.00

ISHARES U S ETF TR

SOLE

GSCI CMDTY STGY

Shares194.43K

TypeSH

Market value$5.26M

1.95%

Sole

194.43K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares105.18K

TypeSH

Market value$5.03M

1.87%

Sole

105.18K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI ACWI ETF

Shares47.70K

TypeSH

Market value$4.35M

1.62%

Sole

47.70K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	107.16K	SH	$21.87M 8.13%	107.16K
SPDR INDEX SHS FDSSOLE	PORTFLI MSCI GBL	373.22K	SH	$18.61M 6.92%	373.22K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	462.83K	SH	$16.11M 5.99%	462.83K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	39.45K	SH	$14.84M 5.52%	39.45K
ISHARES TRSOLE	CORE US AGGBD ET	118.98K	SH	$11.86M 4.41%	118.98K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	220.92K	SH	$11.84M 4.40%	220.92K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	36.20K	SH	$10.56M 3.93%	36.20K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	112.56K	SH	$9.03M 3.36%	112.56K
ISHARES TRSOLE	CORE LT USDB ETF	163.13K	SH	$8.77M 3.26%	163.13K
APPLE INCSOLE	COM	52.01K	SH	$8.58M 3.19%	52.01K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	122.60K	SH	$8.32M 3.09%	122.60K
ISHARES TRSOLE	0-5YR HI YL CP	188.95K	SH	$7.88M 2.93%	188.95K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 PUR VAL	102.44K	SH	$7.77M 2.89%	102.44K
ISHARES TRSOLE	MSCI EAFE MIN VL	111.42K	SH	$7.54M 2.80%	111.42K
VANECK ETF TRUSTSOLE	INTERNATIONAL HI	363.29K	SH	$7.31M 2.72%	363.29K
SCHWAB STRATEGIC TRSOLE	INTL SCEQT ETF	210.60K	SH	$7.10M 2.64%	210.60K
FIDELITY COVINGTON TRUSTSOLE	MSCI MATLS INDEX	154.99K	SH	$7.07M 2.63%	154.99K
ABRDN PRECIOUS METALS BASKETSOLE	PHYSCL PRECS MET	74.23K	SH	$6.77M 2.52%	74.23K
SPDR SER TRSOLE	BLOOMBERG INTL T	262K	SH	$6.06M 2.25%	262K
ISHARES TRSOLE	CORE S&P SCP ETF	61.30K	SH	$5.93M 2.20%	61.30K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	146.22K	SH	$5.91M 2.20%	146.22K
ISHARES TRSOLE	CORE MSCI EAFE	82.30K	SH	$5.50M 2.05%	82.30K
ISHARES U S ETF TRSOLE	GSCI CMDTY STGY	194.43K	SH	$5.26M 1.95%	194.43K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	105.18K	SH	$5.03M 1.87%	105.18K
ISHARES TRSOLE	MSCI ACWI ETF	47.70K	SH	$4.35M 1.62%	47.70K

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