PEAK FINANCIAL MANAGEMENT, INC.

Filed: 1/30/2023ACC: 0001085146-23-000440

📋 What this filing means

PEAK FINANCIAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 71 equity positions with a total reported market value of $254.26M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$254.26M

Total AUM (reported)

4.58M

Total Shares

Allocation by class

TOTAL STK MKT$20.65M8.1%

PORTFLI MSCI GBL$17.36M6.8%

INTL EQTY ETF$14.69M5.8%

S&P 500 ETF SHS$13.94M5.5%

US TIPS ETF$11.27M4.4%

CORE US AGGBD ET$11.23M4.4%

COM$10.90M4.3%

Portfolio Concentration

Top 3$52.69M20.7%

4–10$71.28M28.0%

11–25$92.37M36.3%

Rest$37.93M14.9%

Top 3 weight

20.7%

Top 10 weight

48.8%

Voting Authority Distribution

Total shares with voting rights: 4.58M

Sole

Full voting authority

4.58M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole71

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings71

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares107.99K

TypeSH

Market value$20.65M

8.12%

Sole

107.99K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFLI MSCI GBL

Shares372.19K

TypeSH

Market value$17.36M

6.83%

Sole

372.19K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares455.99K

TypeSH

Market value$14.69M

5.78%

Sole

455.99K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares39.66K

TypeSH

Market value$13.94M

5.48%

Sole

39.66K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares217.66K

TypeSH

Market value$11.27M

4.43%

Sole

217.66K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares115.77K

TypeSH

Market value$11.23M

4.42%

Sole

115.77K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares35.98K

TypeSH

Market value$10.38M

4.08%

Sole

35.98K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares108.96K

TypeSH

Market value$8.45M

3.32%

Sole

108.96K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares122.34K

TypeSH

Market value$8.03M

3.16%

Sole

122.34K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE LT USDB ETF

Shares156.87K

TypeSH

Market value$7.99M

3.14%

Sole

156.87K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 PUR VAL

Shares98.62K

TypeSH

Market value$7.69M

3.02%

Sole

98.62K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-5YR HI YL CP

Shares186.49K

TypeSH

Market value$7.63M

3.00%

Sole

186.49K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

INTERNATIONAL HI

Shares357.48K

TypeSH

Market value$7.04M

2.77%

Sole

357.48K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI EAFE MIN VL

Shares110.34K

TypeSH

Market value$7.02M

2.76%

Sole

110.34K

Shared

0.00

None

0.00

FIDELITY COVINGTON TRUST

SOLE

MSCI MATLS INDEX

Shares155.79K

TypeSH

Market value$6.80M

2.67%

Sole

155.79K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares52.09K

TypeSH

Market value$6.77M

2.66%

Sole

52.09K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL SCEQT ETF

Shares208.43K

TypeSH

Market value$6.56M

2.58%

Sole

208.43K

Shared

0.00

None

0.00

ABRDN PRECIOUS METALS BASKET

SOLE

PHYSCL PRECS MET

Shares72.50K

TypeSH

Market value$6.47M

2.54%

Sole

72.50K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INTL T

Shares262.27K

TypeSH

Market value$5.88M

2.31%

Sole

262.27K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares60.57K

TypeSH

Market value$5.73M

2.25%

Sole

60.57K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares146.65K

TypeSH

Market value$5.72M

2.25%

Sole

146.65K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI EAFE

Shares82.94K

TypeSH

Market value$5.11M

2.01%

Sole

82.94K

Shared

0.00

None

0.00

ISHARES U S ETF TR

SOLE

GSCI CMDTY STGY

Shares177.34K

TypeSH

Market value$5.00M

1.97%

Sole

177.34K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares104.61K

TypeSH

Market value$4.69M

1.84%

Sole

104.61K

Shared

0.00

None

0.00

ISHARES TR

SOLE

TIPS BD ETF

Shares40.09K

TypeSH

Market value$4.27M

1.68%

Sole

40.09K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	107.99K	SH	$20.65M 8.12%	107.99K
SPDR INDEX SHS FDSSOLE	PORTFLI MSCI GBL	372.19K	SH	$17.36M 6.83%	372.19K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	455.99K	SH	$14.69M 5.78%	455.99K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	39.66K	SH	$13.94M 5.48%	39.66K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	217.66K	SH	$11.27M 4.43%	217.66K
ISHARES TRSOLE	CORE US AGGBD ET	115.77K	SH	$11.23M 4.42%	115.77K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	35.98K	SH	$10.38M 4.08%	35.98K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	108.96K	SH	$8.45M 3.32%	108.96K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	122.34K	SH	$8.03M 3.16%	122.34K
ISHARES TRSOLE	CORE LT USDB ETF	156.87K	SH	$7.99M 3.14%	156.87K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 PUR VAL	98.62K	SH	$7.69M 3.02%	98.62K
ISHARES TRSOLE	0-5YR HI YL CP	186.49K	SH	$7.63M 3.00%	186.49K
VANECK ETF TRUSTSOLE	INTERNATIONAL HI	357.48K	SH	$7.04M 2.77%	357.48K
ISHARES TRSOLE	MSCI EAFE MIN VL	110.34K	SH	$7.02M 2.76%	110.34K
FIDELITY COVINGTON TRUSTSOLE	MSCI MATLS INDEX	155.79K	SH	$6.80M 2.67%	155.79K
APPLE INCSOLE	COM	52.09K	SH	$6.77M 2.66%	52.09K
SCHWAB STRATEGIC TRSOLE	INTL SCEQT ETF	208.43K	SH	$6.56M 2.58%	208.43K
ABRDN PRECIOUS METALS BASKETSOLE	PHYSCL PRECS MET	72.50K	SH	$6.47M 2.54%	72.50K
SPDR SER TRSOLE	BLOOMBERG INTL T	262.27K	SH	$5.88M 2.31%	262.27K
ISHARES TRSOLE	CORE S&P SCP ETF	60.57K	SH	$5.73M 2.25%	60.57K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	146.65K	SH	$5.72M 2.25%	146.65K
ISHARES TRSOLE	CORE MSCI EAFE	82.94K	SH	$5.11M 2.01%	82.94K
ISHARES U S ETF TRSOLE	GSCI CMDTY STGY	177.34K	SH	$5.00M 1.97%	177.34K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	104.61K	SH	$4.69M 1.84%	104.61K
ISHARES TRSOLE	TIPS BD ETF	40.09K	SH	$4.27M 1.68%	40.09K

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