Filed: 10/28/2022ACC: 0001085146-22-003638
📋 What this filing means
PEAK FINANCIAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 66 equity positions with a total reported market value of $239.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
66
Positions
$239.8K
Total AUM (reported)
4.59M
Total Shares
Allocation by class
TOTAL STK MKT$20.2K8.4%
PORTFLI MSCI GBL$16.0K6.7%
S&P 500 ETF SHS$13.4K5.6%
INTL EQTY ETF$12.9K5.4%
US TIPS ETF$11.4K4.8%
COM$10.9K4.5%
CORE US AGGBD ET$10.8K4.5%
Portfolio Concentration
Top 3$49.6K20.7%
4–10$67.8K28.3%
11–25$87.5K36.5%
Rest$35.0K14.6%
Top 3 weight
20.7%
Top 10 weight
48.9%
Voting Authority Distribution
Total shares with voting rights: 4.59M
Sole
Full voting authority
4.59M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole66
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings66
Rows:
VANGUARD INDEX FDS
SOLEShares112.69K
TypeSH
Market value$20.2K
8.43%
Sole
112.69K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares373.37K
TypeSH
Market value$16.0K
6.66%
Sole
373.37K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares40.75K
TypeSH
Market value$13.4K
5.58%
Sole
40.75K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares459.42K
TypeSH
Market value$12.9K
5.39%
Sole
459.42K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares220.38K
TypeSH
Market value$11.4K
4.76%
Sole
220.38K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares111.78K
TypeSH
Market value$10.8K
4.49%
Sole
111.78K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares35.80K
TypeSH
Market value$9.0K
3.75%
Sole
35.80K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares105.86K
TypeSH
Market value$8.0K
3.34%
Sole
105.86K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares161.54K
TypeSH
Market value$8.0K
3.32%
Sole
161.54K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares192.28K
TypeSH
Market value$7.7K
3.20%
Sole
192.28K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares122.67K
TypeSH
Market value$7.4K
3.10%
Sole
122.67K
Shared
0.00
None
0.00
APPLE INC
SOLEShares52.01K
TypeSH
Market value$7.2K
3.00%
Sole
52.01K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares118.81K
TypeSH
Market value$6.8K
2.82%
Sole
118.81K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares96.73K
TypeSH
Market value$6.8K
2.82%
Sole
96.73K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares356.60K
TypeSH
Market value$6.4K
2.68%
Sole
356.60K
Shared
0.00
None
0.00
ISHARES U S ETF TR
SOLEShares173.75K
TypeSH
Market value$6.2K
2.59%
Sole
173.75K
Shared
0.00
None
0.00
ABRDN PRECIOUS METALS BASKET
SOLEShares75.10K
TypeSH
Market value$6.1K
2.54%
Sole
75.10K
Shared
0.00
None
0.00
FIDELITY COVINGTON TRUST
SOLEShares157.29K
TypeSH
Market value$6.0K
2.49%
Sole
157.29K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares210.96K
TypeSH
Market value$5.9K
2.44%
Sole
210.96K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares149.96K
TypeSH
Market value$5.5K
2.28%
Sole
149.96K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares61.49K
TypeSH
Market value$5.4K
2.24%
Sole
61.49K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares257.29K
TypeSH
Market value$5.4K
2.23%
Sole
257.29K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares101.29K
TypeSH
Market value$4.3K
1.77%
Sole
101.29K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares80.32K
TypeSH
Market value$4.2K
1.76%
Sole
80.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares39.27K
TypeSH
Market value$4.1K
1.72%
Sole
39.27K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 112.69K | SH | $20.2K 8.43% | 112.69K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | PORTFLI MSCI GBL | 373.37K | SH | $16.0K 6.66% | 373.37K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 40.75K | SH | $13.4K 5.58% | 40.75K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 459.42K | SH | $12.9K 5.39% | 459.42K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 220.38K | SH | $11.4K 4.76% | 220.38K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 111.78K | SH | $10.8K 4.49% | 111.78K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL HLT | 35.80K | SH | $9.0K 3.75% | 35.80K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 105.86K | SH | $8.0K 3.34% | 105.86K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 1-5YR INVS | 161.54K | SH | $8.0K 3.32% | 161.54K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-5YR HI YL CP | 192.28K | SH | $7.7K 3.20% | 192.28K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 122.67K | SH | $7.4K 3.10% | 122.67K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 52.01K | SH | $7.2K 3.00% | 52.01K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE MIN VL | 118.81K | SH | $6.8K 2.82% | 118.81K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 PUR VAL | 96.73K | SH | $6.8K 2.82% | 96.73K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | INTERNATIONAL HI | 356.60K | SH | $6.4K 2.68% | 356.60K | 0.00 | 0.00 |
ISHARES U S ETF TRSOLE | GSCI CMDTY STGY | 173.75K | SH | $6.2K 2.59% | 173.75K | 0.00 | 0.00 |
ABRDN PRECIOUS METALS BASKETSOLE | PHYSCL PRECS MET | 75.10K | SH | $6.1K 2.54% | 75.10K | 0.00 | 0.00 |
FIDELITY COVINGTON TRUSTSOLE | MSCI MATLS INDEX | 157.29K | SH | $6.0K 2.49% | 157.29K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL SCEQT ETF | 210.96K | SH | $5.9K 2.44% | 210.96K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 149.96K | SH | $5.5K 2.28% | 149.96K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 61.49K | SH | $5.4K 2.24% | 61.49K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG INTL T | 257.29K | SH | $5.4K 2.23% | 257.29K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 101.29K | SH | $4.3K 1.77% | 101.29K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 80.32K | SH | $4.2K 1.76% | 80.32K | 0.00 | 0.00 |
ISHARES TRSOLE | TIPS BD ETF | 39.27K | SH | $4.1K 1.72% | 39.27K | 0.00 | 0.00 |
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