Filed: 4/10/2025ACC: 0001843309-25-000005
📋 What this filing means
PEAK FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 72 equity positions with a total reported market value of $196.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
72
Positions
$196.45M
Total AUM (reported)
3.68M
Total Shares
Allocation by class
COM$68.90M35.1%
MBS ETF$18.51M9.4%
SPDR GLD MINIS$13.85M7.0%
TREASURY OPT INC$13.05M6.6%
MANAGED FUTURES$9.68M4.9%
FALLEN ANGEL HG$9.22M4.7%
VOLATILITY PREM$9.13M4.6%
Portfolio Concentration
Top 3$45.41M23.1%
4–10$50.91M25.9%
11–25$45.99M23.4%
Rest$54.14M27.6%
Top 3 weight
23.1%
Top 10 weight
49.0%
Voting Authority Distribution
Total shares with voting rights: 3.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole72
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings72
Rows:
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares369.23K
TypeSH
Market value$18.51M
9.42%
Sole
0.00
Shared
0.00
None
369.23K
WORLD GOLD TR
SOLEShares223.77K
TypeSH
Market value$13.85M
7.05%
Sole
0.00
Shared
0.00
None
223.77K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares528.75K
TypeSH
Market value$13.05M
6.64%
Sole
0.00
Shared
0.00
None
528.75K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares327.07K
TypeSH
Market value$9.68M
4.93%
Sole
0.00
Shared
0.00
None
327.07K
VANECK ETF TRUST
SOLEShares319.44K
TypeSH
Market value$9.22M
4.69%
Sole
0.00
Shared
0.00
None
319.44K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares502.38K
TypeSH
Market value$9.13M
4.65%
Sole
0.00
Shared
0.00
None
502.38K
ISHARES TR
SOLEShares129.27K
TypeSH
Market value$6.66M
3.39%
Sole
0.00
Shared
0.00
None
129.27K
ISHARES TR
SOLEShares71.19K
TypeSH
Market value$6.45M
3.28%
Sole
0.00
Shared
0.00
None
71.19K
TCW ETF TRUST
SOLEShares149K
TypeSH
Market value$5.84M
2.97%
Sole
0.00
Shared
0.00
None
149K
APPLE INC
SOLEShares17.72K
TypeSH
Market value$3.94M
2.00%
Sole
0.00
Shared
0.00
None
17.72K
CINTAS CORP
SOLEShares16.33K
TypeSH
Market value$3.36M
1.71%
Sole
0.00
Shared
0.00
None
16.33K
3M CO
SOLEShares22.49K
TypeSH
Market value$3.30M
1.68%
Sole
0.00
Shared
0.00
None
22.49K
NVIDIA CORPORATION
SOLEShares30.40K
TypeSH
Market value$3.29M
1.68%
Sole
0.00
Shared
0.00
None
30.40K
COSTCO WHSL CORP NEW
SOLEShares3.46K
TypeSH
Market value$3.28M
1.67%
Sole
0.00
Shared
0.00
None
3.46K
AMAZON COM INC
SOLEShares16.41K
TypeSH
Market value$3.12M
1.59%
Sole
0.00
Shared
0.00
None
16.41K
MARKETAXESS HLDGS INC
SOLEShares14.21K
TypeSH
Market value$3.07M
1.57%
Sole
0.00
Shared
0.00
None
14.21K
WATERS CORP
SOLEShares8.29K
TypeSH
Market value$3.06M
1.56%
Sole
0.00
Shared
0.00
None
8.29K
NETFLIX INC
SOLEShares3.19K
TypeSH
Market value$2.98M
1.52%
Sole
0.00
Shared
0.00
None
3.19K
RESMED INC
SOLEShares13.27K
TypeSH
Market value$2.97M
1.51%
Sole
0.00
Shared
0.00
None
13.27K
AMPHENOL CORP NEW
SOLEShares45.19K
TypeSH
Market value$2.96M
1.51%
Sole
0.00
Shared
0.00
None
45.19K
GRAINGER W W INC
SOLEShares3K
TypeSH
Market value$2.96M
1.51%
Sole
0.00
Shared
0.00
None
3K
MSCI INC
SOLEShares5.23K
TypeSH
Market value$2.96M
1.51%
Sole
0.00
Shared
0.00
None
5.23K
LOCKHEED MARTIN CORP
SOLEShares6.57K
TypeSH
Market value$2.93M
1.49%
Sole
0.00
Shared
0.00
None
6.57K
FAIR ISAAC CORP
SOLEShares1.56K
TypeSH
Market value$2.88M
1.46%
Sole
0.00
Shared
0.00
None
1.56K
AIR PRODS & CHEMS INC
SOLEShares9.70K
TypeSH
Market value$2.86M
1.46%
Sole
0.00
Shared
0.00
None
9.70K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SIMPLIFY EXCHANGE TRADED FUNSOLE | MBS ETF | 369.23K | SH | $18.51M 9.42% | 0.00 | 0.00 | 369.23K |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 223.77K | SH | $13.85M 7.05% | 0.00 | 0.00 | 223.77K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | TREASURY OPT INC | 528.75K | SH | $13.05M 6.64% | 0.00 | 0.00 | 528.75K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MANAGED FUTURES | 327.07K | SH | $9.68M 4.93% | 0.00 | 0.00 | 327.07K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 319.44K | SH | $9.22M 4.69% | 0.00 | 0.00 | 319.44K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | VOLATILITY PREM | 502.38K | SH | $9.13M 4.65% | 0.00 | 0.00 | 502.38K |
ISHARES TRSOLE | MSCI INDIA ETF | 129.27K | SH | $6.66M 3.39% | 0.00 | 0.00 | 129.27K |
ISHARES TRSOLE | JPMORGAN USD EMG | 71.19K | SH | $6.45M 3.28% | 0.00 | 0.00 | 71.19K |
TCW ETF TRUSTSOLE | FLEXIBLE INCOME | 149K | SH | $5.84M 2.97% | 0.00 | 0.00 | 149K |
APPLE INCSOLE | COM | 17.72K | SH | $3.94M 2.00% | 0.00 | 0.00 | 17.72K |
CINTAS CORPSOLE | COM | 16.33K | SH | $3.36M 1.71% | 0.00 | 0.00 | 16.33K |
3M COSOLE | COM | 22.49K | SH | $3.30M 1.68% | 0.00 | 0.00 | 22.49K |
NVIDIA CORPORATIONSOLE | COM | 30.40K | SH | $3.29M 1.68% | 0.00 | 0.00 | 30.40K |
COSTCO WHSL CORP NEWSOLE | COM | 3.46K | SH | $3.28M 1.67% | 0.00 | 0.00 | 3.46K |
AMAZON COM INCSOLE | COM | 16.41K | SH | $3.12M 1.59% | 0.00 | 0.00 | 16.41K |
MARKETAXESS HLDGS INCSOLE | COM | 14.21K | SH | $3.07M 1.57% | 0.00 | 0.00 | 14.21K |
WATERS CORPSOLE | COM | 8.29K | SH | $3.06M 1.56% | 0.00 | 0.00 | 8.29K |
NETFLIX INCSOLE | COM | 3.19K | SH | $2.98M 1.52% | 0.00 | 0.00 | 3.19K |
RESMED INCSOLE | COM | 13.27K | SH | $2.97M 1.51% | 0.00 | 0.00 | 13.27K |
AMPHENOL CORP NEWSOLE | CL A | 45.19K | SH | $2.96M 1.51% | 0.00 | 0.00 | 45.19K |
GRAINGER W W INCSOLE | COM | 3K | SH | $2.96M 1.51% | 0.00 | 0.00 | 3K |
MSCI INCSOLE | COM | 5.23K | SH | $2.96M 1.51% | 0.00 | 0.00 | 5.23K |
LOCKHEED MARTIN CORPSOLE | COM | 6.57K | SH | $2.93M 1.49% | 0.00 | 0.00 | 6.57K |
FAIR ISAAC CORPSOLE | COM | 1.56K | SH | $2.88M 1.46% | 0.00 | 0.00 | 1.56K |
AIR PRODS & CHEMS INCSOLE | COM | 9.70K | SH | $2.86M 1.46% | 0.00 | 0.00 | 9.70K |
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