Filed: 1/14/2025ACC: 0001843309-25-000002
📋 What this filing means
PEAK FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $192.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
74
Positions
$192.27M
Total AUM (reported)
3.62M
Total Shares
Allocation by class
COM$56.17M29.2%
MBS ETF$17.95M9.3%
TREASURY OPT INC$12.88M6.7%
SPDR GLD MINIS$11.74M6.1%
PORTFOLIO S&P500$11.16M5.8%
VOLATILITY PREM$10.12M5.3%
MANAGED FUTURES$9.06M4.7%
Portfolio Concentration
Top 3$42.56M22.1%
4–10$55.43M28.8%
11–25$48.37M25.2%
Rest$45.91M23.9%
Top 3 weight
22.1%
Top 10 weight
51.0%
Voting Authority Distribution
Total shares with voting rights: 3.62M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.62M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole74
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings74
Rows:
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares361.21K
TypeSH
Market value$17.95M
9.34%
Sole
0.00
Shared
0.00
None
361.21K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares524.72K
TypeSH
Market value$12.88M
6.70%
Sole
0.00
Shared
0.00
None
524.72K
WORLD GOLD TR
SOLEShares225.78K
TypeSH
Market value$11.74M
6.11%
Sole
0.00
Shared
0.00
None
225.78K
SPDR SER TR
SOLEShares161.95K
TypeSH
Market value$11.16M
5.81%
Sole
0.00
Shared
0.00
None
161.95K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares486.86K
TypeSH
Market value$10.12M
5.26%
Sole
0.00
Shared
0.00
None
486.86K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares324.68K
TypeSH
Market value$9.06M
4.71%
Sole
0.00
Shared
0.00
None
324.68K
VANECK ETF TRUST
SOLEShares284.50K
TypeSH
Market value$8.16M
4.24%
Sole
0.00
Shared
0.00
None
284.50K
ISHARES TR
SOLEShares123.64K
TypeSH
Market value$6.51M
3.39%
Sole
0.00
Shared
0.00
None
123.64K
ISHARES TR
SOLEShares69.53K
TypeSH
Market value$6.19M
3.22%
Sole
0.00
Shared
0.00
None
69.53K
APPLE INC
SOLEShares16.88K
TypeSH
Market value$4.23M
2.20%
Sole
0.00
Shared
0.00
None
16.88K
VANECK ETF TRUST
SOLEShares42.84K
TypeSH
Market value$3.97M
2.07%
Sole
0.00
Shared
0.00
None
42.84K
META PLATFORMS INC
SOLEShares6.26K
TypeSH
Market value$3.67M
1.91%
Sole
0.00
Shared
0.00
None
6.26K
ALPHABET INC
SOLEShares19.25K
TypeSH
Market value$3.64M
1.89%
Sole
0.00
Shared
0.00
None
19.25K
AMAZON COM INC
SOLEShares16.38K
TypeSH
Market value$3.59M
1.87%
Sole
0.00
Shared
0.00
None
16.38K
MONOLITHIC PWR SYS INC
SOLEShares5.41K
TypeSH
Market value$3.20M
1.66%
Sole
0.00
Shared
0.00
None
5.41K
COSTCO WHSL CORP NEW
SOLEShares3.48K
TypeSH
Market value$3.19M
1.66%
Sole
0.00
Shared
0.00
None
3.48K
AMERICAN EXPRESS CO
SOLEShares10.70K
TypeSH
Market value$3.17M
1.65%
Sole
0.00
Shared
0.00
None
10.70K
ARISTA NETWORKS INC
SOLEShares28.48K
TypeSH
Market value$3.15M
1.64%
Sole
0.00
Shared
0.00
None
28.48K
BROWN & BROWN INC
SOLEShares29.77K
TypeSH
Market value$3.04M
1.58%
Sole
0.00
Shared
0.00
None
29.77K
ISHARES TR
SOLEShares30.26K
TypeSH
Market value$3.04M
1.58%
Sole
0.00
Shared
0.00
None
30.26K
TRANE TECHNOLOGIES PLC
SOLEShares8.15K
TypeSH
Market value$3.01M
1.57%
Sole
0.00
Shared
0.00
None
8.15K
PULTE GROUP INC
SOLEShares27.46K
TypeSH
Market value$2.99M
1.56%
Sole
0.00
Shared
0.00
None
27.46K
RESMED INC
SOLEShares13K
TypeSH
Market value$2.97M
1.55%
Sole
0.00
Shared
0.00
None
13K
3M CO
SOLEShares22.40K
TypeSH
Market value$2.89M
1.50%
Sole
0.00
Shared
0.00
None
22.40K
PHILIP MORRIS INTL INC
SOLEShares23.62K
TypeSH
Market value$2.84M
1.48%
Sole
0.00
Shared
0.00
None
23.62K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SIMPLIFY EXCHANGE TRADED FUNSOLE | MBS ETF | 361.21K | SH | $17.95M 9.34% | 0.00 | 0.00 | 361.21K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | TREASURY OPT INC | 524.72K | SH | $12.88M 6.70% | 0.00 | 0.00 | 524.72K |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 225.78K | SH | $11.74M 6.11% | 0.00 | 0.00 | 225.78K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 161.95K | SH | $11.16M 5.81% | 0.00 | 0.00 | 161.95K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | VOLATILITY PREM | 486.86K | SH | $10.12M 5.26% | 0.00 | 0.00 | 486.86K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MANAGED FUTURES | 324.68K | SH | $9.06M 4.71% | 0.00 | 0.00 | 324.68K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 284.50K | SH | $8.16M 4.24% | 0.00 | 0.00 | 284.50K |
ISHARES TRSOLE | MSCI INDIA ETF | 123.64K | SH | $6.51M 3.39% | 0.00 | 0.00 | 123.64K |
ISHARES TRSOLE | JPMORGAN USD EMG | 69.53K | SH | $6.19M 3.22% | 0.00 | 0.00 | 69.53K |
APPLE INCSOLE | COM | 16.88K | SH | $4.23M 2.20% | 0.00 | 0.00 | 16.88K |
VANECK ETF TRUSTSOLE | MRNGSTR WDE MOAT | 42.84K | SH | $3.97M 2.07% | 0.00 | 0.00 | 42.84K |
META PLATFORMS INCSOLE | CL A | 6.26K | SH | $3.67M 1.91% | 0.00 | 0.00 | 6.26K |
ALPHABET INCSOLE | CAP STK CL A | 19.25K | SH | $3.64M 1.89% | 0.00 | 0.00 | 19.25K |
AMAZON COM INCSOLE | COM | 16.38K | SH | $3.59M 1.87% | 0.00 | 0.00 | 16.38K |
MONOLITHIC PWR SYS INCSOLE | COM | 5.41K | SH | $3.20M 1.66% | 0.00 | 0.00 | 5.41K |
COSTCO WHSL CORP NEWSOLE | COM | 3.48K | SH | $3.19M 1.66% | 0.00 | 0.00 | 3.48K |
AMERICAN EXPRESS COSOLE | COM | 10.70K | SH | $3.17M 1.65% | 0.00 | 0.00 | 10.70K |
ARISTA NETWORKS INCSOLE | COM SHS | 28.48K | SH | $3.15M 1.64% | 0.00 | 0.00 | 28.48K |
BROWN & BROWN INCSOLE | COM | 29.77K | SH | $3.04M 1.58% | 0.00 | 0.00 | 29.77K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 30.26K | SH | $3.04M 1.58% | 0.00 | 0.00 | 30.26K |
TRANE TECHNOLOGIES PLCSOLE | SHS | 8.15K | SH | $3.01M 1.57% | 0.00 | 0.00 | 8.15K |
PULTE GROUP INCSOLE | COM | 27.46K | SH | $2.99M 1.56% | 0.00 | 0.00 | 27.46K |
RESMED INCSOLE | COM | 13K | SH | $2.97M 1.55% | 0.00 | 0.00 | 13K |
3M COSOLE | COM | 22.40K | SH | $2.89M 1.50% | 0.00 | 0.00 | 22.40K |
PHILIP MORRIS INTL INCSOLE | COM | 23.62K | SH | $2.84M 1.48% | 0.00 | 0.00 | 23.62K |
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