Filed: 4/12/2024ACC: 0001843309-24-000004
📋 What this filing means
PEAK FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 68 equity positions with a total reported market value of $164.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
68
Positions
$164.24M
Total AUM (reported)
2.84M
Total Shares
Allocation by class
COM$66.95M40.8%
MBS ETF$15.24M9.3%
SPDR GLD MINIS$8.53M5.2%
VOLATILITY PREM$7.75M4.7%
MANAGED FUTURES$6.80M4.1%
SHORT TERM TREA$6.47M3.9%
BETABULDRS JAPAN$6.32M3.8%
Portfolio Concentration
Top 3$31.52M19.2%
4–10$41.94M25.5%
11–25$45.58M27.8%
Rest$45.20M27.5%
Top 3 weight
19.2%
Top 10 weight
44.7%
Voting Authority Distribution
Total shares with voting rights: 2.84M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.84M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole68
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings68
Rows:
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares299.31K
TypeSH
Market value$15.24M
9.28%
Sole
0.00
Shared
0.00
None
299.31K
WORLD GOLD TR
SOLEShares193.71K
TypeSH
Market value$8.53M
5.20%
Sole
0.00
Shared
0.00
None
193.71K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares342.15K
TypeSH
Market value$7.75M
4.72%
Sole
0.00
Shared
0.00
None
342.15K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares272.64K
TypeSH
Market value$6.80M
4.14%
Sole
0.00
Shared
0.00
None
272.64K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares296.04K
TypeSH
Market value$6.47M
3.94%
Sole
0.00
Shared
0.00
None
296.04K
J P MORGAN EXCHANGE TRADED F
SOLEShares107.92K
TypeSH
Market value$6.32M
3.85%
Sole
0.00
Shared
0.00
None
107.92K
ISHARES TR
SOLEShares120.98K
TypeSH
Market value$6.24M
3.80%
Sole
0.00
Shared
0.00
None
120.98K
ISHARES TR
SOLEShares68.51K
TypeSH
Market value$6.14M
3.74%
Sole
0.00
Shared
0.00
None
68.51K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares206.75K
TypeSH
Market value$5.04M
3.07%
Sole
0.00
Shared
0.00
None
206.75K
VANECK ETF TRUST
SOLEShares54.64K
TypeSH
Market value$4.91M
2.99%
Sole
0.00
Shared
0.00
None
54.64K
APPLE INC
SOLEShares19.90K
TypeSH
Market value$3.41M
2.08%
Sole
0.00
Shared
0.00
None
19.90K
MICROSOFT CORP
SOLEShares8.10K
TypeSH
Market value$3.41M
2.08%
Sole
0.00
Shared
0.00
None
8.10K
AMAZON COM INC
SOLEShares17.48K
TypeSH
Market value$3.15M
1.92%
Sole
0.00
Shared
0.00
None
17.48K
CORPAY INC
SOLEShares10.11K
TypeSH
Market value$3.12M
1.90%
Sole
0.00
Shared
0.00
None
10.11K
PULTE GROUP INC
SOLEShares25.70K
TypeSH
Market value$3.10M
1.89%
Sole
0.00
Shared
0.00
None
25.70K
ALPHABET INC
SOLEShares20.46K
TypeSH
Market value$3.09M
1.88%
Sole
0.00
Shared
0.00
None
20.46K
D R HORTON INC
SOLEShares18.73K
TypeSH
Market value$3.08M
1.88%
Sole
0.00
Shared
0.00
None
18.73K
CANADIAN NAT RES LTD
SOLEShares40.24K
TypeSH
Market value$3.07M
1.87%
Sole
0.00
Shared
0.00
None
40.24K
SHERWIN WILLIAMS CO
SOLEShares8.44K
TypeSH
Market value$2.93M
1.78%
Sole
0.00
Shared
0.00
None
8.44K
NORTHROP GRUMMAN CORP
SOLEShares6.10K
TypeSH
Market value$2.92M
1.78%
Sole
0.00
Shared
0.00
None
6.10K
MOODYS CORP
SOLEShares7.36K
TypeSH
Market value$2.89M
1.76%
Sole
0.00
Shared
0.00
None
7.36K
ARISTA NETWORKS INC
SOLEShares9.85K
TypeSH
Market value$2.86M
1.74%
Sole
0.00
Shared
0.00
None
9.85K
LAM RESEARCH CORP
SOLEShares2.94K
TypeSH
Market value$2.85M
1.74%
Sole
0.00
Shared
0.00
None
2.94K
UNITEDHEALTH GROUP INC
SOLEShares5.76K
TypeSH
Market value$2.85M
1.74%
Sole
0.00
Shared
0.00
None
5.76K
ELI LILLY & CO
SOLEShares3.65K
TypeSH
Market value$2.84M
1.73%
Sole
0.00
Shared
0.00
None
3.65K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SIMPLIFY EXCHANGE TRADED FUNSOLE | MBS ETF | 299.31K | SH | $15.24M 9.28% | 0.00 | 0.00 | 299.31K |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 193.71K | SH | $8.53M 5.20% | 0.00 | 0.00 | 193.71K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | VOLATILITY PREM | 342.15K | SH | $7.75M 4.72% | 0.00 | 0.00 | 342.15K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MANAGED FUTURES | 272.64K | SH | $6.80M 4.14% | 0.00 | 0.00 | 272.64K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | SHORT TERM TREA | 296.04K | SH | $6.47M 3.94% | 0.00 | 0.00 | 296.04K |
J P MORGAN EXCHANGE TRADED FSOLE | BETABULDRS JAPAN | 107.92K | SH | $6.32M 3.85% | 0.00 | 0.00 | 107.92K |
ISHARES TRSOLE | MSCI INDIA ETF | 120.98K | SH | $6.24M 3.80% | 0.00 | 0.00 | 120.98K |
ISHARES TRSOLE | JPMORGAN USD EMG | 68.51K | SH | $6.14M 3.74% | 0.00 | 0.00 | 68.51K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | ENHANCED INM ETF | 206.75K | SH | $5.04M 3.07% | 0.00 | 0.00 | 206.75K |
VANECK ETF TRUSTSOLE | MRNGSTR WDE MOAT | 54.64K | SH | $4.91M 2.99% | 0.00 | 0.00 | 54.64K |
APPLE INCSOLE | COM | 19.90K | SH | $3.41M 2.08% | 0.00 | 0.00 | 19.90K |
MICROSOFT CORPSOLE | COM | 8.10K | SH | $3.41M 2.08% | 0.00 | 0.00 | 8.10K |
AMAZON COM INCSOLE | COM | 17.48K | SH | $3.15M 1.92% | 0.00 | 0.00 | 17.48K |
CORPAY INCSOLE | COM SHS | 10.11K | SH | $3.12M 1.90% | 0.00 | 0.00 | 10.11K |
PULTE GROUP INCSOLE | COM | 25.70K | SH | $3.10M 1.89% | 0.00 | 0.00 | 25.70K |
ALPHABET INCSOLE | CAP STK CL A | 20.46K | SH | $3.09M 1.88% | 0.00 | 0.00 | 20.46K |
D R HORTON INCSOLE | COM | 18.73K | SH | $3.08M 1.88% | 0.00 | 0.00 | 18.73K |
CANADIAN NAT RES LTDSOLE | COM | 40.24K | SH | $3.07M 1.87% | 0.00 | 0.00 | 40.24K |
SHERWIN WILLIAMS COSOLE | COM | 8.44K | SH | $2.93M 1.78% | 0.00 | 0.00 | 8.44K |
NORTHROP GRUMMAN CORPSOLE | COM | 6.10K | SH | $2.92M 1.78% | 0.00 | 0.00 | 6.10K |
MOODYS CORPSOLE | COM | 7.36K | SH | $2.89M 1.76% | 0.00 | 0.00 | 7.36K |
ARISTA NETWORKS INCSOLE | COM | 9.85K | SH | $2.86M 1.74% | 0.00 | 0.00 | 9.85K |
LAM RESEARCH CORPSOLE | COM | 2.94K | SH | $2.85M 1.74% | 0.00 | 0.00 | 2.94K |
UNITEDHEALTH GROUP INCSOLE | COM | 5.76K | SH | $2.85M 1.74% | 0.00 | 0.00 | 5.76K |
ELI LILLY & COSOLE | COM | 3.65K | SH | $2.84M 1.73% | 0.00 | 0.00 | 3.65K |
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