Filed: 1/10/2024ACC: 0001843309-24-000002
📋 What this filing means
PEAK FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 71 equity positions with a total reported market value of $149.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
71
Positions
$149.61M
Total AUM (reported)
3.04M
Total Shares
Allocation by class
COM$58.66M39.2%
ENHANCED INM ETF$11.23M7.5%
SHORT TERM TREA$10.32M6.9%
SPDR GLD MINIS$9.06M6.1%
VOLATILITY PREM$6.00M4.0%
MSCI INDIA ETF$5.94M4.0%
BETABULDRS JAPAN$5.61M3.7%
Portfolio Concentration
Top 3$30.60M20.5%
4–10$36.49M24.4%
11–25$39.92M26.7%
Rest$42.60M28.5%
Top 3 weight
20.5%
Top 10 weight
44.8%
Voting Authority Distribution
Total shares with voting rights: 3.04M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.04M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole71
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings71
Rows:
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares457.09K
TypeSH
Market value$11.23M
7.50%
Sole
0.00
Shared
0.00
None
457.09K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares445.62K
TypeSH
Market value$10.32M
6.90%
Sole
0.00
Shared
0.00
None
445.62K
WORLD GOLD TR
SOLEShares221.47K
TypeSH
Market value$9.06M
6.06%
Sole
0.00
Shared
0.00
None
221.47K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares263.18K
TypeSH
Market value$6.00M
4.01%
Sole
0.00
Shared
0.00
None
263.18K
ISHARES TR
SOLEShares121.75K
TypeSH
Market value$5.94M
3.97%
Sole
0.00
Shared
0.00
None
121.75K
J P MORGAN EXCHANGE TRADED F
SOLEShares106.80K
TypeSH
Market value$5.61M
3.75%
Sole
0.00
Shared
0.00
None
106.80K
SPDR SER TR
SOLEShares183.33K
TypeSH
Market value$5.32M
3.56%
Sole
0.00
Shared
0.00
None
183.33K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares220.94K
TypeSH
Market value$5.21M
3.49%
Sole
0.00
Shared
0.00
None
220.94K
VANECK ETF TRUST
SOLEShares59.11K
TypeSH
Market value$5.02M
3.35%
Sole
0.00
Shared
0.00
None
59.11K
APPLE INC
SOLEShares17.60K
TypeSH
Market value$3.39M
2.26%
Sole
0.00
Shared
0.00
None
17.60K
SELECT SECTOR SPDR TR
SOLEShares35.50K
TypeSH
Market value$2.98M
1.99%
Sole
0.00
Shared
0.00
None
35.50K
ZOETIS INC
SOLEShares14.07K
TypeSH
Market value$2.78M
1.86%
Sole
0.00
Shared
0.00
None
14.07K
D R HORTON INC
SOLEShares18.19K
TypeSH
Market value$2.76M
1.85%
Sole
0.00
Shared
0.00
None
18.19K
PULTE GROUP INC
SOLEShares26.38K
TypeSH
Market value$2.72M
1.82%
Sole
0.00
Shared
0.00
None
26.38K
COSTCO WHSL CORP NEW
SOLEShares4.11K
TypeSH
Market value$2.71M
1.81%
Sole
0.00
Shared
0.00
None
4.11K
ROCKWELL AUTOMATION INC
SOLEShares8.70K
TypeSH
Market value$2.70M
1.81%
Sole
0.00
Shared
0.00
None
8.70K
AMAZON COM INC
SOLEShares17.58K
TypeSH
Market value$2.67M
1.79%
Sole
0.00
Shared
0.00
None
17.58K
SPDR SER TR
SOLEShares27.72K
TypeSH
Market value$2.65M
1.77%
Sole
0.00
Shared
0.00
None
27.72K
FLEETCOR TECHNOLOGIES INC
SOLEShares9.22K
TypeSH
Market value$2.61M
1.74%
Sole
0.00
Shared
0.00
None
9.22K
APPLIED MATLS INC
SOLEShares16.07K
TypeSH
Market value$2.60M
1.74%
Sole
0.00
Shared
0.00
None
16.07K
LAM RESEARCH CORP
SOLEShares3.27K
TypeSH
Market value$2.56M
1.71%
Sole
0.00
Shared
0.00
None
3.27K
ABBVIE INC
SOLEShares16.46K
TypeSH
Market value$2.55M
1.71%
Sole
0.00
Shared
0.00
None
16.46K
CANADIAN NAT RES LTD
SOLEShares38.87K
TypeSH
Market value$2.55M
1.70%
Sole
0.00
Shared
0.00
None
38.87K
ARISTA NETWORKS INC
SOLEShares10.78K
TypeSH
Market value$2.54M
1.70%
Sole
0.00
Shared
0.00
None
10.78K
DEERE & CO
SOLEShares6.33K
TypeSH
Market value$2.53M
1.69%
Sole
0.00
Shared
0.00
None
6.33K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SIMPLIFY EXCHANGE TRADED FUNSOLE | ENHANCED INM ETF | 457.09K | SH | $11.23M 7.50% | 0.00 | 0.00 | 457.09K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | SHORT TERM TREA | 445.62K | SH | $10.32M 6.90% | 0.00 | 0.00 | 445.62K |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 221.47K | SH | $9.06M 6.06% | 0.00 | 0.00 | 221.47K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | VOLATILITY PREM | 263.18K | SH | $6.00M 4.01% | 0.00 | 0.00 | 263.18K |
ISHARES TRSOLE | MSCI INDIA ETF | 121.75K | SH | $5.94M 3.97% | 0.00 | 0.00 | 121.75K |
J P MORGAN EXCHANGE TRADED FSOLE | BETABULDRS JAPAN | 106.80K | SH | $5.61M 3.75% | 0.00 | 0.00 | 106.80K |
SPDR SER TRSOLE | PORTFOLIO LN TSR | 183.33K | SH | $5.32M 3.56% | 0.00 | 0.00 | 183.33K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MANAGED FUTURES | 220.94K | SH | $5.21M 3.49% | 0.00 | 0.00 | 220.94K |
VANECK ETF TRUSTSOLE | MRNGSTR WDE MOAT | 59.11K | SH | $5.02M 3.35% | 0.00 | 0.00 | 59.11K |
APPLE INCSOLE | COM | 17.60K | SH | $3.39M 2.26% | 0.00 | 0.00 | 17.60K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 35.50K | SH | $2.98M 1.99% | 0.00 | 0.00 | 35.50K |
ZOETIS INCSOLE | CL A | 14.07K | SH | $2.78M 1.86% | 0.00 | 0.00 | 14.07K |
D R HORTON INCSOLE | COM | 18.19K | SH | $2.76M 1.85% | 0.00 | 0.00 | 18.19K |
PULTE GROUP INCSOLE | COM | 26.38K | SH | $2.72M 1.82% | 0.00 | 0.00 | 26.38K |
COSTCO WHSL CORP NEWSOLE | COM | 4.11K | SH | $2.71M 1.81% | 0.00 | 0.00 | 4.11K |
ROCKWELL AUTOMATION INCSOLE | COM | 8.70K | SH | $2.70M 1.81% | 0.00 | 0.00 | 8.70K |
AMAZON COM INCSOLE | COM | 17.58K | SH | $2.67M 1.79% | 0.00 | 0.00 | 17.58K |
SPDR SER TRSOLE | S&P HOMEBUILD | 27.72K | SH | $2.65M 1.77% | 0.00 | 0.00 | 27.72K |
FLEETCOR TECHNOLOGIES INCSOLE | COM | 9.22K | SH | $2.61M 1.74% | 0.00 | 0.00 | 9.22K |
APPLIED MATLS INCSOLE | COM | 16.07K | SH | $2.60M 1.74% | 0.00 | 0.00 | 16.07K |
LAM RESEARCH CORPSOLE | COM | 3.27K | SH | $2.56M 1.71% | 0.00 | 0.00 | 3.27K |
ABBVIE INCSOLE | COM | 16.46K | SH | $2.55M 1.71% | 0.00 | 0.00 | 16.46K |
CANADIAN NAT RES LTDSOLE | COM | 38.87K | SH | $2.55M 1.70% | 0.00 | 0.00 | 38.87K |
ARISTA NETWORKS INCSOLE | COM | 10.78K | SH | $2.54M 1.70% | 0.00 | 0.00 | 10.78K |
DEERE & COSOLE | COM | 6.33K | SH | $2.53M 1.69% | 0.00 | 0.00 | 6.33K |
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