Filed: 10/10/2023ACC: 0001843309-23-000009
📋 What this filing means
PEAK FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $92.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$92.51M
Total AUM (reported)
2.89M
Total Shares
Allocation by class
COM$19.01M20.5%
ENHANCED INM ETF$12.11M13.1%
SHORT TERM TREA$9.86M10.7%
SPDR GLD MINIS$8.07M8.7%
MANAGED FUTURES$5.83M6.3%
BETABULDRS JAPAN$5.36M5.8%
MSCI INDIA ETF$5.28M5.7%
Portfolio Concentration
Top 3$30.04M32.5%
4–10$33.36M36.1%
11–25$21.37M23.1%
Rest$7.74M8.4%
Top 3 weight
32.5%
Top 10 weight
68.5%
Voting Authority Distribution
Total shares with voting rights: 2.89M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.89M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings52
Rows:
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares486.65K
TypeSH
Market value$12.11M
13.09%
Sole
0.00
Shared
0.00
None
486.65K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares451.58K
TypeSH
Market value$9.86M
10.66%
Sole
0.00
Shared
0.00
None
451.58K
WORLD GOLD TR
SOLEShares220.22K
TypeSH
Market value$8.07M
8.73%
Sole
0.00
Shared
0.00
None
220.22K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares211.45K
TypeSH
Market value$5.83M
6.30%
Sole
0.00
Shared
0.00
None
211.45K
J P MORGAN EXCHANGE TRADED F
SOLEShares106.61K
TypeSH
Market value$5.36M
5.79%
Sole
0.00
Shared
0.00
None
106.61K
ISHARES TR
SOLEShares119.34K
TypeSH
Market value$5.28M
5.70%
Sole
0.00
Shared
0.00
None
119.34K
SELECT SECTOR SPDR TR
SOLEShares58.07K
TypeSH
Market value$5.25M
5.67%
Sole
0.00
Shared
0.00
None
58.07K
SPDR SER TR
SOLEShares169.53K
TypeSH
Market value$4.43M
4.79%
Sole
0.00
Shared
0.00
None
169.53K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares190.64K
TypeSH
Market value$4.29M
4.64%
Sole
0.00
Shared
0.00
None
190.64K
VANECK ETF TRUST
SOLEShares38.67K
TypeSH
Market value$2.93M
3.17%
Sole
0.00
Shared
0.00
None
38.67K
GLOBAL X FDS
SOLEShares90.78K
TypeSH
Market value$2.45M
2.65%
Sole
0.00
Shared
0.00
None
90.78K
AMAZON COM INC
SOLEShares19.09K
TypeSH
Market value$2.43M
2.62%
Sole
0.00
Shared
0.00
None
19.09K
APPLE INC
SOLEShares14K
TypeSH
Market value$2.40M
2.59%
Sole
0.00
Shared
0.00
None
14K
CANADIAN NAT RES LTD
SOLEShares36.54K
TypeSH
Market value$2.36M
2.55%
Sole
0.00
Shared
0.00
None
36.54K
ROCKWELL AUTOMATION INC
SOLEShares7.97K
TypeSH
Market value$2.28M
2.46%
Sole
0.00
Shared
0.00
None
7.97K
COSTCO WHSL CORP NEW
SOLEShares3.96K
TypeSH
Market value$2.24M
2.42%
Sole
0.00
Shared
0.00
None
3.96K
LIFESTANCE HEALTH GROUP INC
SOLEShares289.08K
TypeSH
Market value$1.99M
2.15%
Sole
0.00
Shared
0.00
None
289.08K
ISHARES TR
SOLEShares62.01K
TypeSH
Market value$1.59M
1.71%
Sole
0.00
Shared
0.00
None
62.01K
SELECT SECTOR SPDR TR
SOLEShares5.60K
TypeSH
Market value$917.4K
0.99%
Sole
0.00
Shared
0.00
None
5.60K
SELECT SECTOR SPDR TR
SOLEShares8.85K
TypeSH
Market value$580.2K
0.63%
Sole
0.00
Shared
0.00
None
8.85K
ISHARES INC
SOLEShares10.83K
TypeSH
Market value$539.6K
0.58%
Sole
0.00
Shared
0.00
None
10.83K
SSR MINING IN
SOLEShares32.97K
TypeSH
Market value$438.2K
0.47%
Sole
0.00
Shared
0.00
None
32.97K
SPDR SER TR
SOLEShares8.26K
TypeSH
Market value$415.3K
0.45%
Sole
0.00
Shared
0.00
None
8.26K
ALTRIA GROUP INC
SOLEShares9.03K
TypeSH
Market value$379.7K
0.41%
Sole
0.00
Shared
0.00
None
9.03K
COMPASS DIVERSIFIED
SOLEShares19.73K
TypeSH
Market value$370.3K
0.40%
Sole
0.00
Shared
0.00
None
19.73K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SIMPLIFY EXCHANGE TRADED FUNSOLE | ENHANCED INM ETF | 486.65K | SH | $12.11M 13.09% | 0.00 | 0.00 | 486.65K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | SHORT TERM TREA | 451.58K | SH | $9.86M 10.66% | 0.00 | 0.00 | 451.58K |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 220.22K | SH | $8.07M 8.73% | 0.00 | 0.00 | 220.22K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MANAGED FUTURES | 211.45K | SH | $5.83M 6.30% | 0.00 | 0.00 | 211.45K |
J P MORGAN EXCHANGE TRADED FSOLE | BETABULDRS JAPAN | 106.61K | SH | $5.36M 5.79% | 0.00 | 0.00 | 106.61K |
ISHARES TRSOLE | MSCI INDIA ETF | 119.34K | SH | $5.28M 5.70% | 0.00 | 0.00 | 119.34K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 58.07K | SH | $5.25M 5.67% | 0.00 | 0.00 | 58.07K |
SPDR SER TRSOLE | PORTFOLIO LN TSR | 169.53K | SH | $4.43M 4.79% | 0.00 | 0.00 | 169.53K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | VOLATILITY PREM | 190.64K | SH | $4.29M 4.64% | 0.00 | 0.00 | 190.64K |
VANECK ETF TRUSTSOLE | MRNGSTR WDE MOAT | 38.67K | SH | $2.93M 3.17% | 0.00 | 0.00 | 38.67K |
GLOBAL X FDSSOLE | GLOBAL X URANIUM | 90.78K | SH | $2.45M 2.65% | 0.00 | 0.00 | 90.78K |
AMAZON COM INCSOLE | COM | 19.09K | SH | $2.43M 2.62% | 0.00 | 0.00 | 19.09K |
APPLE INCSOLE | COM | 14K | SH | $2.40M 2.59% | 0.00 | 0.00 | 14K |
CANADIAN NAT RES LTDSOLE | COM | 36.54K | SH | $2.36M 2.55% | 0.00 | 0.00 | 36.54K |
ROCKWELL AUTOMATION INCSOLE | COM | 7.97K | SH | $2.28M 2.46% | 0.00 | 0.00 | 7.97K |
COSTCO WHSL CORP NEWSOLE | COM | 3.96K | SH | $2.24M 2.42% | 0.00 | 0.00 | 3.96K |
LIFESTANCE HEALTH GROUP INCSOLE | COM | 289.08K | SH | $1.99M 2.15% | 0.00 | 0.00 | 289.08K |
ISHARES TRSOLE | LATN AMER 40 ETF | 62.01K | SH | $1.59M 1.71% | 0.00 | 0.00 | 62.01K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 5.60K | SH | $917.4K 0.99% | 0.00 | 0.00 | 5.60K |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 8.85K | SH | $580.2K 0.63% | 0.00 | 0.00 | 8.85K |
ISHARES INCSOLE | MSCI EMRG CHN | 10.83K | SH | $539.6K 0.58% | 0.00 | 0.00 | 10.83K |
SSR MINING INSOLE | COM | 32.97K | SH | $438.2K 0.47% | 0.00 | 0.00 | 32.97K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 8.26K | SH | $415.3K 0.45% | 0.00 | 0.00 | 8.26K |
ALTRIA GROUP INCSOLE | COM | 9.03K | SH | $379.7K 0.41% | 0.00 | 0.00 | 9.03K |
COMPASS DIVERSIFIEDSOLE | SH BEN INT | 19.73K | SH | $370.3K 0.40% | 0.00 | 0.00 | 19.73K |
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