Filed: 1/12/2023ACC: 0001843309-23-000002
📋 What this filing means
PEAK FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 66 equity positions with a total reported market value of $109.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
66
Positions
$109.74M
Total AUM (reported)
2.57M
Total Shares
Allocation by class
COM$29.06M26.5%
1 3 YR TREAS BD$11.24M10.2%
PORTFOLIO AGRGTE$7.89M7.2%
MANAGED FUTURES$6.95M6.3%
AGFIQ US MK ANTI$6.35M5.8%
EQUITY PREMIUM$6.17M5.6%
MEGA CAP VAL ETF$5.06M4.6%
Portfolio Concentration
Top 3$26.09M23.8%
4–10$33.79M30.8%
11–25$29.55M26.9%
Rest$20.32M18.5%
Top 3 weight
23.8%
Top 10 weight
54.6%
Voting Authority Distribution
Total shares with voting rights: 2.57M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.57M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole66
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings66
Rows:
ISHARES TR
SOLEShares138.48K
TypeSH
Market value$11.24M
10.24%
Sole
0.00
Shared
0.00
None
138.48K
SPDR SER TR
SOLEShares314.10K
TypeSH
Market value$7.89M
7.19%
Sole
0.00
Shared
0.00
None
314.10K
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares267.37K
TypeSH
Market value$6.95M
6.34%
Sole
0.00
Shared
0.00
None
267.37K
AGF INVTS TR
SOLEShares299.30K
TypeSH
Market value$6.35M
5.78%
Sole
0.00
Shared
0.00
None
299.30K
J P MORGAN EXCHANGE TRADED F
SOLEShares113.20K
TypeSH
Market value$6.17M
5.62%
Sole
0.00
Shared
0.00
None
113.20K
VANGUARD WORLD FD
SOLEShares49.19K
TypeSH
Market value$5.06M
4.61%
Sole
0.00
Shared
0.00
None
49.19K
WORLD GOLD TR
SOLEShares137.02K
TypeSH
Market value$4.96M
4.52%
Sole
0.00
Shared
0.00
None
137.02K
WISDOMTREE TR
SOLEShares172.22K
TypeSH
Market value$4.49M
4.09%
Sole
0.00
Shared
0.00
None
172.22K
PROSHARES TR
SOLEShares188.03K
TypeSH
Market value$3.57M
3.26%
Sole
0.00
Shared
0.00
None
188.03K
INVESCO EXCH TRADED FD TR II
SOLEShares72.87K
TypeSH
Market value$3.19M
2.91%
Sole
0.00
Shared
0.00
None
72.87K
SELECT SECTOR SPDR TR
SOLEShares21.59K
TypeSH
Market value$2.93M
2.67%
Sole
0.00
Shared
0.00
None
21.59K
ROCKWELL AUTOMATION INC
SOLEShares9.40K
TypeSH
Market value$2.42M
2.21%
Sole
0.00
Shared
0.00
None
9.40K
T-MOBILE US INC
SOLEShares16.87K
TypeSH
Market value$2.36M
2.15%
Sole
0.00
Shared
0.00
None
16.87K
XCEL ENERGY INC
SOLEShares32.34K
TypeSH
Market value$2.27M
2.07%
Sole
0.00
Shared
0.00
None
32.34K
ACTIVISION BLIZZARD INC
SOLEShares26.82K
TypeSH
Market value$2.05M
1.87%
Sole
0.00
Shared
0.00
None
26.82K
SPDR SER TR
SOLEShares24.34K
TypeSH
Market value$2.02M
1.84%
Sole
0.00
Shared
0.00
None
24.34K
HCA HEALTHCARE INC
SOLEShares8.41K
TypeSH
Market value$2.02M
1.84%
Sole
0.00
Shared
0.00
None
8.41K
WILLIAMS COS INC
SOLEShares61.05K
TypeSH
Market value$2.01M
1.83%
Sole
0.00
Shared
0.00
None
61.05K
CANADIAN NAT RES LTD
SOLEShares35.19K
TypeSH
Market value$1.95M
1.78%
Sole
0.00
Shared
0.00
None
35.19K
ISHARES TR
SOLEShares15.26K
TypeSH
Market value$1.71M
1.56%
Sole
0.00
Shared
0.00
None
15.26K
PERRIGO CO PLC
SOLEShares49.64K
TypeSH
Market value$1.69M
1.54%
Sole
0.00
Shared
0.00
None
49.64K
COSTCO WHSL CORP NEW
SOLEShares3.48K
TypeSH
Market value$1.59M
1.45%
Sole
0.00
Shared
0.00
None
3.48K
PHYSICIANS RLTY TR
SOLEShares105.59K
TypeSH
Market value$1.53M
1.39%
Sole
0.00
Shared
0.00
None
105.59K
GLOBAL X FDS
SOLEShares76.05K
TypeSH
Market value$1.53M
1.39%
Sole
0.00
Shared
0.00
None
76.05K
THOR INDS INC
SOLEShares19.42K
TypeSH
Market value$1.47M
1.34%
Sole
0.00
Shared
0.00
None
19.42K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | 1 3 YR TREAS BD | 138.48K | SH | $11.24M 10.24% | 0.00 | 0.00 | 138.48K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 314.10K | SH | $7.89M 7.19% | 0.00 | 0.00 | 314.10K |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MANAGED FUTURES | 267.37K | SH | $6.95M 6.34% | 0.00 | 0.00 | 267.37K |
AGF INVTS TRSOLE | AGFIQ US MK ANTI | 299.30K | SH | $6.35M 5.78% | 0.00 | 0.00 | 299.30K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 113.20K | SH | $6.17M 5.62% | 0.00 | 0.00 | 113.20K |
VANGUARD WORLD FDSOLE | MEGA CAP VAL ETF | 49.19K | SH | $5.06M 4.61% | 0.00 | 0.00 | 49.19K |
WORLD GOLD TRSOLE | SPDR GLD MINIS | 137.02K | SH | $4.96M 4.52% | 0.00 | 0.00 | 137.02K |
WISDOMTREE TRSOLE | BLMBG US BULL | 172.22K | SH | $4.49M 4.09% | 0.00 | 0.00 | 172.22K |
PROSHARES TRSOLE | SHRT HGH YIELD | 188.03K | SH | $3.57M 3.26% | 0.00 | 0.00 | 188.03K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 HDL VOL | 72.87K | SH | $3.19M 2.91% | 0.00 | 0.00 | 72.87K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 21.59K | SH | $2.93M 2.67% | 0.00 | 0.00 | 21.59K |
ROCKWELL AUTOMATION INCSOLE | COM | 9.40K | SH | $2.42M 2.21% | 0.00 | 0.00 | 9.40K |
T-MOBILE US INCSOLE | COM | 16.87K | SH | $2.36M 2.15% | 0.00 | 0.00 | 16.87K |
XCEL ENERGY INCSOLE | COM | 32.34K | SH | $2.27M 2.07% | 0.00 | 0.00 | 32.34K |
ACTIVISION BLIZZARD INCSOLE | COM | 26.82K | SH | $2.05M 1.87% | 0.00 | 0.00 | 26.82K |
SPDR SER TRSOLE | S&P BIOTECH | 24.34K | SH | $2.02M 1.84% | 0.00 | 0.00 | 24.34K |
HCA HEALTHCARE INCSOLE | COM | 8.41K | SH | $2.02M 1.84% | 0.00 | 0.00 | 8.41K |
WILLIAMS COS INCSOLE | COM | 61.05K | SH | $2.01M 1.83% | 0.00 | 0.00 | 61.05K |
CANADIAN NAT RES LTDSOLE | COM | 35.19K | SH | $1.95M 1.78% | 0.00 | 0.00 | 35.19K |
ISHARES TRSOLE | US AER DEF ETF | 15.26K | SH | $1.71M 1.56% | 0.00 | 0.00 | 15.26K |
PERRIGO CO PLCSOLE | SHS | 49.64K | SH | $1.69M 1.54% | 0.00 | 0.00 | 49.64K |
COSTCO WHSL CORP NEWSOLE | COM | 3.48K | SH | $1.59M 1.45% | 0.00 | 0.00 | 3.48K |
PHYSICIANS RLTY TRSOLE | COM | 105.59K | SH | $1.53M 1.39% | 0.00 | 0.00 | 105.59K |
GLOBAL X FDSSOLE | GLOBAL X URANIUM | 76.05K | SH | $1.53M 1.39% | 0.00 | 0.00 | 76.05K |
THOR INDS INCSOLE | COM | 19.42K | SH | $1.47M 1.34% | 0.00 | 0.00 | 19.42K |
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