PD JOINT HOLDINGS, LLC SERIES 2016-A enters PASITHEA THERAPEUTICS CORP. with 2.61M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 2/14/2023ACC: 0001209191-23-009354
10% Owner
Since Oct 2022
2.61M
Baseline shares
100% direct
2.61M
Direct ownership
1 position
800K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned2.61M
Total
2.61M direct2.61M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.61M | Direct |
| Total | 2.61M | 2.61M direct |
Derivative Holdings1
Warrant (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
800K
Shares owned
N/A
Exercise price
1.88
Expiration
—
Exercise window
—
Total
Underlying
800K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant (right to buy) Direct | Common Stock | 1.88 | — | — | 800K | N/A |
| Total | 800K | 0.00 | ||||