PAZ GEORGE exercised options at EXPRESS SCRIPTS HOLDING CO.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

PAZ GEORGE

Filed: 12/21/2018ACC: 0000950138-18-000699

InsiderPAZ GEORGECIK 1235682

→

IssuerEXPRESS SCRIPTS HOLDING CO.CIK 1532063

Director

Since Jun 2017

-2.31M

Net shares

Net seller

$1.92M

Total sold

Open market trades

0B · 0S

Total transactions

69.85K acquired · 2.38M disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+69.85K

Price / share

—

Trade value

—

% of position

7.8%

6/1/2017

890.55K→960.40K

Common Stock

Direct

F · Tax Withholding

−31.85K

Price / share

$60.40

Trade value

$1.92M

% of position

3.3%

6/1/2017

960.40K→928.55K

Common Stock

Direct

G · Gift

−100K

Price / share

—

Trade value

—

% of position

10.8%

11/28/2018

928.55K→828.55K

Common Stock

Direct

D · Disposition

−828.55K

Price / share

—

Trade value

—

% of position

New position

12/20/2018

828.55K→0.00

Common Stock

Indirect

D · Disposition

−132.53K

Price / share

—

Trade value

—

% of position

New position

12/20/2018

132.53K→0.00

Common Stock

Indirect

D · Disposition

−132.85K

Price / share

—

Trade value

—

% of position

New position

12/20/2018

132.85K→0.00

Total

Net shares

−1.16M

Net value

-$1.92M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/1/2017	M · Option Exercise	+69.85K	—	—	7.8%	890.55K	960.40K
Common Stock Direct	6/1/2017	F · Tax Withholding	−31.85K	$60.40	$1.92M	3.3%	960.40K	928.55K
Common Stock Direct	11/28/2018	G · Gift	−100K	—	—	10.8%	928.55K	828.55K
Common Stock Direct	12/20/2018	D · Disposition	−828.55K	—	—	New position	828.55K	0.00
Common Stock Indirect	12/20/2018	D · Disposition	−132.53K	—	—	New position	132.53K	0.00
Common Stock Indirect	12/20/2018	D · Disposition	−132.85K	—	—	New position	132.85K	0.00
Total			−1.16M		-$1.92M

Derivative Transactions7

Phantom Stock Units

Direct

M · Option Exercise

Converts to

Express Scripts Holding Company Common Stock

69.85K shares

−69.85K

Strike price

Held after

0.00

Exercisable

—

6/1/2017

Non-Qualified Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Express Scripts Holding Company Common Stock

209.36K shares

−209.36K

Strike price

53.50

Held after

0.00

Exercisable

—

12/20/2018

Non-Qualified Stock Units (Right to Buy)

Direct

D · Disposition

Converts to

Express Scripts Holding Company Common Stock

210.09K shares

−210.09K

Strike price

58.17

Held after

0.00

Exercisable

—

12/20/2018

Non-Qualified Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Express Scripts Holding Company Common Stock

221.51K shares

−221.51K

Strike price

77.15

Held after

0.00

Exercisable

—

12/20/2018

Non-Qualified Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Express Scripts Holding Company Common Stock

189.38K shares

−189.38K

Strike price

84.83

Held after

0.00

Exercisable

—

12/20/2018

Non-Qualified Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Express Scripts Holding Company Common Stock

249.77K shares

−249.77K

Strike price

69.57

Held after

0.00

Exercisable

—

12/20/2018

Non-Qualified Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Express Scripts Holding Company Common Stock

8.01K shares

−8.01K

Strike price

60.66

Held after

0.00

Exercisable

—

12/20/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Phantom Stock Units Direct	Express Scripts Holding Company Common Stock69.85K shares	6/1/2017	M · Option Exercise	−69.85K		—
Non-Qualified Stock Option (Right to Buy) Direct	Express Scripts Holding Company Common Stock209.36K shares	12/20/2018	D · Disposition	−209.36K	53.50	—
Non-Qualified Stock Units (Right to Buy) Direct	Express Scripts Holding Company Common Stock210.09K shares	12/20/2018	D · Disposition	−210.09K	58.17	—
Non-Qualified Stock Option (Right to Buy) Direct	Express Scripts Holding Company Common Stock221.51K shares	12/20/2018	D · Disposition	−221.51K	77.15	—
Non-Qualified Stock Option (Right to Buy) Direct	Express Scripts Holding Company Common Stock189.38K shares	12/20/2018	D · Disposition	−189.38K	84.83	—
Non-Qualified Stock Option (Right to Buy) Direct	Express Scripts Holding Company Common Stock249.77K shares	12/20/2018	D · Disposition	−249.77K	69.57	—
Non-Qualified Stock Option (Right to Buy) Direct	Express Scripts Holding Company Common Stock8.01K shares	12/20/2018	D · Disposition	−8.01K	60.66	—