PATOCK FRANK J JR exercised options at TWO RIVER BANCORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 8/15/2018ACC: 0001343034-18-000077
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
11.26K acquired · 11.26K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5.85K
Price / share
—
Trade value
—
% of position
6.3%
8/14/2018
92.68K→98.53K
Common Stock
Direct
Shares
+5.41K
Price / share
—
Trade value
—
% of position
5.5%
8/14/2018
98.53K→103.94K
Total
Net shares
+11.26K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/14/2018 | M · Option Exercise | +5.85K | — | — | 6.3% | 92.68K | 98.53K |
| Common Stock Direct | 8/14/2018 | M · Option Exercise | +5.41K | — | — | 5.5% | 98.53K | 103.94K |
| Total | +11.26K | $0.00 | ||||||
Derivative Transactions2
Stock Option (Option to Buy)
Direct
Converts to
Common Stock
5.85K shares
Shares
−5.85K
Strike price
3.21
Held after
0.00
Exercisable
—
8/14/2018
Stock Option (Option to Buy)
Direct
Converts to
Common Stock
5.41K shares
Shares
−5.41K
Strike price
4.94
Held after
0.00
Exercisable
—
8/14/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Option to Buy) Direct | Common Stock5.85K shares | 8/14/2018 | M · Option Exercise | −5.85K | 3.21 | — | 0.00 |
| Stock Option (Option to Buy) Direct | Common Stock5.41K shares | 8/14/2018 | M · Option Exercise | −5.41K | 4.94 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned17.61K
Common Stock
IndirectShares owned24.73K
Common Stock
IndirectShares owned14.63K
Total
56.97K indirect56.97K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 17.61K | Indirect |
| Common Stock | 24.73K | Indirect |
| Common Stock | 14.63K | Indirect |
| Total | 56.97K | 56.97K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported