PATEL SANDIP I reported 5 transactions at PEAK BIO, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/18/2024ACC: 0000950170-24-128153
-583.99K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
763.32K acquired · 1.35M disposed
Non-Derivative Transactions5
Common Stock
Direct
Shares
+763.32K
Price / share
—
Trade value
—
% of position
New position
11/14/2024
0.00→763.32K
Common Stock
Direct
Shares
−763.32K
Price / share
—
Trade value
—
% of position
New position
11/14/2024
763.32K→0.00
Common Stock
Indirect
Shares
−67.73K
Price / share
—
Trade value
—
% of position
New position
11/14/2024
67.73K→0.00
Common Stock
Indirect
Shares
−68.89K
Price / share
—
Trade value
—
% of position
New position
11/14/2024
68.89K→0.00
Common Stock
Indirect
Shares
−47.36K
Price / share
—
Trade value
—
% of position
New position
11/14/2024
47.36K→0.00
Total
Net shares
−183.99K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/14/2024 | C · Conversion | +763.32K | — | — | New position | 0.00 | 763.32K |
| Common Stock Direct | 11/14/2024 | D · Disposition | −763.32K | — | — | New position | 763.32K | 0.00 |
| Common Stock Indirect | 11/14/2024 | D · Disposition | −67.73K | — | — | New position | 67.73K | 0.00 |
| Common Stock Indirect | 11/14/2024 | D · Disposition | −68.89K | — | — | New position | 68.89K | 0.00 |
| Common Stock Indirect | 11/14/2024 | D · Disposition | −47.36K | — | — | New position | 47.36K | 0.00 |
| Total | −183.99K | $0.00 | ||||||
Derivative Transactions2
Convertible Notes
Direct
Converts to
Common Stock
763.32K shares
Shares
−N/A
Strike price
Held after
0.00
Exercisable
—
11/14/2024
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
400K shares
Shares
−400K
Strike price
0.8
Held after
0.00
Exercisable
—
11/14/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Notes Direct | Common Stock763.32K shares | 11/14/2024 | C · Conversion | −N/A | — | 0.00 | |
| Stock Option (Right to Buy) Direct | Common Stock400K shares | 11/14/2024 | D · Disposition | −400K | 0.8 | — | 0.00 |