PATEL RAJ exercised options at UNITY BANCORP INC /NJ/
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 9/18/2023ACC: 0001562180-23-006892
0.00
Net shares
Net seller
$71.8K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
5.90K acquired · 5.90K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+4.40K
Price / share
$10.97
Trade value
$48.27K
% of position
11.3%
9/14/2023
39.05K→43.45K
Common Stock
Direct
Shares
+1.50K
Price / share
$15.70
Trade value
$23.55K
% of position
3.5%
9/14/2023
43.45K→44.95K
Total
Net shares
+5.90K
Net value
$71.82K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/14/2023 | M · Option Exercise | +4.40K | $10.97 | $48.27K | 11.3% | 39.05K | 43.45K |
| Common Stock Direct | 9/14/2023 | M · Option Exercise | +1.50K | $15.70 | $23.55K | 3.5% | 43.45K | 44.95K |
| Total | +5.90K | $71.82K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
1.50K shares
Shares
−1.50K
Strike price
15.70
Held after
17K
Exercisable
—
9/14/2023
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
4.40K shares
Shares
−4.40K
Strike price
10.97
Held after
12.60K
Exercisable
—
9/14/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock1.50K shares | 9/14/2023 | M · Option Exercise | −1.50K | 15.70 | — | 17K |
| Stock Option (Right to Buy) Direct | Common Stock4.40K shares | 9/14/2023 | M · Option Exercise | −4.40K | 10.97 | — | 12.60K |
Non-Derivative Holdings (Post-Transaction)1
Restricted Stock
DirectShares owned4K
Total
4K direct4K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Restricted Stock | 4K | Direct |
| Total | 4K | 4K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported