PATE LISA M exercised options at US XPRESS ENTERPRISES INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/12/2020ACC: 0001567619-20-009597
Director10% OwnerOther
Since Mar 2019
-7.03K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
9.15K acquired · 16.18K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
−7.03K
Price / share
—
Trade value
—
% of position
6.5%
8/13/2019
108.80K→101.77K
Class A Common Stock
Direct
Shares
+9.15K
Price / share
—
Trade value
—
% of position
9.0%
5/9/2020
101.77K→110.92K
Total
Net shares
+2.12K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 8/13/2019 | D · Disposition | −7.03K | — | — | 6.5% | 108.80K | 101.77K |
| Class A Common Stock Direct | 5/9/2020 | M · Option Exercise | +9.15K | — | — | 9.0% | 101.77K | 110.92K |
| Total | +2.12K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common Stock
9.15K shares
Shares
−9.15K
Strike price
Held after
0.00
Exercisable
—
5/9/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock9.15K shares | 5/9/2020 | M · Option Exercise | −9.15K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Class B Common Stock
DirectShares owned319.99K
Class B Common Stock
IndirectShares owned2.58M
Class B Common Stock
IndirectShares owned150K
Total
319.99K direct·2.73M indirect3.05M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B Common Stock | 319.99K | Direct |
| Class B Common Stock | 2.58M | Indirect |
| Class B Common Stock | 150K | Indirect |
| Total | 3.05M | 319.99K direct·2.73M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported