PATE LISA M exercised options at US XPRESS ENTERPRISES INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/18/2019ACC: 0001567619-19-007114
Director10% OwnerOther
Since Mar 2019
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
20K acquired · 20K disposed
Non-Derivative Transactions1
Class B Common Stock
Direct
Shares
+20K
Price / share
—
Trade value
—
% of position
9.0%
3/14/2019
222.22K→242.22K
Total
Net shares
+20K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock Direct | 3/14/2019 | M · Option Exercise | +20K | — | — | 9.0% | 222.22K | 242.22K |
| Total | +20K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class B Common Stock
20K shares
Shares
−20K
Strike price
Held after
100.01K
Exercisable
—
3/14/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class B Common Stock20K shares | 3/14/2019 | M · Option Exercise | −20K | — | 100.01K |
Non-Derivative Holdings (Post-Transaction)3
Class B Common Stock
IndirectShares owned150K
Class B Common Stock
IndirectShares owned2.58M
Class A Common Stock
DirectShares owned109.38K
Total
109.38K direct·2.73M indirect2.84M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B Common Stock | 150K | Indirect |
| Class B Common Stock | 2.58M | Indirect |
| Class A Common Stock | 109.38K | Direct |
| Total | 2.84M | 109.38K direct·2.73M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported