PATE LISA M enters US XPRESS ENTERPRISES INC with 5M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/13/2018ACC: 0001140361-18-028502
Director10% OwnerOther
Since Mar 2019
5M
Baseline shares
4% direct
222.22K
Direct ownership
1 position
197.78K
Derivative underlying
2 instruments
3
Security positions
4.77M indirect
Non-Derivative Holdings3
Class B Common Stock
IndirectShares owned3.37M
Class B Common Stock
DirectShares owned222.22K
Class B Common Stock
IndirectShares owned1.40M
Total
222.22K direct·4.77M indirect5M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B Common Stock | 3.37M | Indirect |
| Class B Common Stock | 222.22K | Direct |
| Class B Common Stock | 1.40M | Indirect |
| Total | 5M | 222.22K direct·4.77M indirect |
Derivative Holdings2
Restricted Stock Units
DirectUnderlying security
Class B Common Stock
Underlying shares
77.78K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Class B Common Stock
Underlying shares
120K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
197.78K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class B Common Stock | — | — | 77.78K | N/A | |
| Restricted Stock Units Direct | Class B Common Stock | — | — | 120K | N/A | |
| Total | 197.78K | 0.00 | ||||