Filed: 1/22/2025ACC: 0001079973-25-000115
10% Owner
Since Apr 2019
-618.75K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
618.75K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
CPTrust-1 Warrants
Indirect
Converts to
Common Stock
0.00 shares
Shares
−618.75K
Strike price
0.75
Held after
995.25K
Exercisable
—
1/18/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| CPTrust-1 Warrants Indirect | Common Stock0.00 shares | 1/18/2025 | D · Disposition | −618.75K | 0.75 | — | 995.25K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned67K
Common Stock
IndirectShares owned50K
Common Stock
IndirectShares owned250K
Total
367K indirect367K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 67K | Indirect |
| Common Stock | 50K | Indirect |
| Common Stock | 250K | Indirect |
| Total | 367K | 367K indirect |
Derivative Holdings (Post-Transaction)5
Warrants
DirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
150K
Exercise price
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
459.78K
Shares owned
459.78K
Exercise price
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
147.15K
Shares owned
147.15K
Exercise price
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
1.50M
Shares owned
1.50M
Exercise price
Expiration
—
Exercise window
—
Adjusted 2020 Trust Convertible Obligation
IndirectUnderlying security
See Note
Underlying shares
N/A
Shares owned
229.64K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
2.26M
Owned
2.49M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock | — | — | 150K | 150K | |
| Warrants Indirect | Common Stock | — | — | 459.78K | 459.78K | |
| Warrants Direct | Common Stock | — | — | 147.15K | 147.15K | |
| Warrants Indirect | Common Stock | — | — | 1.50M | 1.50M | |
| Adjusted 2020 Trust Convertible Obligation Indirect | See Note | — | — | N/A | 229.64K | |
| Total | 2.26M | 2.49M | ||||