Filed: 4/22/2022ACC: 0001437749-22-009544
Officer· Chief Accounting Officer
Since Aug 2021
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
100K acquired · 100K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions4
Option (right to buy)
Direct
Converts to
Ontrak, Inc. Common Stock
35K shares
Shares
+35K
Strike price
1.74
Held after
35K
Exercisable
—
4/20/2022
Option (right to buy)
Direct
Converts to
Ontrak, Inc. Common Stock
35K shares
Shares
−35K
Strike price
15.55
Held after
0.00
Exercisable
—
4/20/2022
Option (right to buy)
Direct
Converts to
Ontrak, Inc. Common Stock
65K shares
Shares
+65K
Strike price
1.74
Held after
65K
Exercisable
—
4/20/2022
Option (right to buy)
Direct
Converts to
Ontrak, Inc. Common Stock
65K shares
Shares
−65K
Strike price
16.01
Held after
0.00
Exercisable
—
4/20/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Ontrak, Inc. Common Stock35K shares | 4/20/2022 | A · Award | +35K | 1.74 | — | 35K |
| Option (right to buy) Direct | Ontrak, Inc. Common Stock35K shares | 4/20/2022 | D · Disposition | −35K | 15.55 | — | 0.00 |
| Option (right to buy) Direct | Ontrak, Inc. Common Stock65K shares | 4/20/2022 | A · Award | +65K | 1.74 | — | 65K |
| Option (right to buy) Direct | Ontrak, Inc. Common Stock65K shares | 4/20/2022 | D · Disposition | −65K | 16.01 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.53K
Total
1.53K indirect1.53K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.53K | Indirect |
| Total | 1.53K | 1.53K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported