PARENT MARGARET M. (See Remarks) exercised options at VOYA FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/25/2020ACC: 0001127602-20-007674
Officer· See Remarks
Since Nov 2018
-5.89K
Net shares
Net seller
$712.3K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
25.54K acquired · 31.43K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25.54K
Price / share
—
Trade value
—
% of position
87.3%
2/21/2020
29.24K→54.78K
Common Stock
Direct
Shares
−11.27K
Price / share
$63.19
Trade value
$712.28K
% of position
20.6%
2/21/2020
54.78K→43.51K
Total
Net shares
+14.27K
Net value
-$712.28K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/21/2020 | M · Option Exercise | +25.54K | — | — | 87.3% | 29.24K | 54.78K |
| Common Stock Direct | 2/21/2020 | F · Tax Withholding | −11.27K | $63.19 | $712.28K | 20.6% | 54.78K | 43.51K |
| Total | +14.27K | -$712.28K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
9.39K shares
Shares
−9.39K
Strike price
Held after
19.14K
Exercisable
—
2/21/2020
Performance Stock Unit
Direct
Converts to
Common Stock
16.14K shares
Shares
−10.76K
Strike price
1.50
Held after
37.70K
Exercisable
—
2/21/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock9.39K shares | 2/21/2020 | M · Option Exercise | −9.39K | — | 19.14K | |
| Performance Stock Unit Direct | Common Stock16.14K shares | 2/21/2020 | M · Option Exercise | −10.76K | 1.50 | — | 37.70K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Performance-Based Stock Options
DirectUnderlying security
Common Stock
Underlying shares
71.17K
Shares owned
71.17K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
71.17K
Owned
71.17K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance-Based Stock Options Direct | Common Stock | — | — | 71.17K | 71.17K | |
| Total | 71.17K | 71.17K | ||||