PARENT MARGARET M. (See Remarks) exercised options at VOYA FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/12/2019ACC: 0001127602-19-032560
Officer· See Remarks
Since Nov 2018
-8.64K
Net shares
Net seller
$495.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
16.23K acquired · 24.86K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+16.23K
Price / share
—
Trade value
—
% of position
75.0%
11/10/2019
21.65K→37.88K
Common Stock
Direct
Shares
−8.64K
Price / share
$57.34
Trade value
$495.19K
% of position
22.8%
11/10/2019
37.88K→29.24K
Total
Net shares
+7.59K
Net value
-$495.19K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/10/2019 | M · Option Exercise | +16.23K | — | — | 75.0% | 21.65K | 37.88K |
| Common Stock Direct | 11/10/2019 | F · Tax Withholding | −8.64K | $57.34 | $495.19K | 22.8% | 37.88K | 29.24K |
| Total | +7.59K | -$495.19K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
16.23K shares
Shares
−16.23K
Strike price
Held after
18.80K
Exercisable
—
11/10/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock16.23K shares | 11/10/2019 | M · Option Exercise | −16.23K | — | 18.80K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Performance-Based Stock Options
DirectUnderlying security
Common Stock
Underlying shares
71.17K
Shares owned
71.17K
Exercise price
Expiration
—
Exercise window
—
Performance Stock Unit
DirectUnderlying security
Common Stock
Underlying shares
35.61K
Shares owned
35.61K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
106.78K
Owned
106.78K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance-Based Stock Options Direct | Common Stock | — | — | 71.17K | 71.17K | |
| Performance Stock Unit Direct | Common Stock | — | — | 35.61K | 35.61K | |
| Total | 106.78K | 106.78K | ||||