Filed: 10/24/2018ACC: 0001187092-18-000004
-25K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
25K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Common Stock Option
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
2.33
Held after
200K
Exercisable
—
10/22/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Option Direct | Common Stock25K shares | 10/22/2018 | E · E | −25K | 2.33 | — | 200K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned10.50K
Total
10.50K direct10.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 10.50K | Direct |
| Total | 10.50K | 10.50K direct |
Derivative Holdings (Post-Transaction)5
Common Stock Option
DirectUnderlying security
Common Stock
Underlying shares
25K
Shares owned
200K
Exercise price
1.85
Expiration
—
Exercise window
—
Common Stock Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
200K
Exercise price
0.26
Expiration
—
Exercise window
—
Common Stock Option
DirectUnderlying security
Common Stock
Underlying shares
25K
Shares owned
200K
Exercise price
0.85
Expiration
—
Exercise window
—
Common Stock Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
200K
Exercise price
0.07
Expiration
—
Exercise window
—
Common Stock Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
200K
Exercise price
0.164
Expiration
—
Exercise window
—
Total
Underlying
200K
Owned
1M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Option Direct | Common Stock | 1.85 | — | — | 25K | 200K |
| Common Stock Option Direct | Common Stock | 0.26 | — | — | 50K | 200K |
| Common Stock Option Direct | Common Stock | 0.85 | — | — | 25K | 200K |
| Common Stock Option Direct | Common Stock | 0.07 | — | — | 50K | 200K |
| Common Stock Option Direct | Common Stock | 0.164 | — | — | 50K | 200K |
| Total | 200K | 1M | ||||