PALM MANAGEMENT (US) LLC reported 11 transactions at BIRNER DENTAL MANAGEMENT SERVICES INC
Review the transaction codes below to understand the nature of each event.
Common Stock
Shares
+630.71K
Price / share
$5.00
Trade value
$3.15M
% of position
Common Stock
Shares
+420.47K
Price / share
$5.00
Trade value
$2.10M
% of position
Common Stock
Shares
+95.34K
Price / share
$5.00
Trade value
$476.72K
% of position
Common Stock
Shares
+1.26K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
+843.00
Price / share
—
Trade value
—
% of position
Common Stock
Shares
+204.00
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−631.97K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−421.31K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−95.55K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−2K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−2K
Price / share
—
Trade value
—
% of position
Net shares
−4K
Net value
$5.73M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 1/14/2019 | C · Conversion | +630.71K | $5.00 | $3.15M | New position | 0.00 | 630.71K |
| Common Stock Indirect | 1/14/2019 | C · Conversion | +420.47K | $5.00 | $2.10M | New position | 0.00 | 420.47K |
| Common Stock Indirect | 1/14/2019 | C · Conversion | +95.34K | $5.00 | $476.72K | New position | 0.00 | 95.34K |
| Common Stock Indirect | 1/14/2019 | C · Conversion | +1.26K | — | — | 0.2% | 630.71K | 631.97K |
| Common Stock Indirect | 1/14/2019 | C · Conversion | +843.00 | — | — | 0.2% | 420.47K | 421.31K |
| Common Stock Indirect | 1/14/2019 | C · Conversion | +204.00 | — | — | 0.2% | 95.34K | 95.55K |
| Common Stock Indirect | 1/14/2019 | D · Disposition | −631.97K | — | — | New position | 631.97K | 0.00 |
| Common Stock Indirect | 1/14/2019 | D · Disposition | −421.31K | — | — | New position | 421.31K | 0.00 |
| Common Stock Indirect | 1/14/2019 | D · Disposition | −95.55K | — | — | New position | 95.55K | 0.00 |
| Common Stock Indirect | 1/14/2019 | D · Disposition | −2K | — | — | New position | 2K | 0.00 |
| Common Stock Indirect | 1/14/2019 | D · Disposition | −2K | — | — | New position | 2K | 0.00 |
| Total | −4K | $5.73M | ||||||
Convertible Senior Subordinated Secured Loan Notes
Common Stock
630.71K shares
Shares
−N/A
Strike price
5
Held after
0.00
Exercisable
—
Convertible Senior Subordinated Secured Loan Notes
Common Stock
420.47K shares
Shares
−N/A
Strike price
5
Held after
0.00
Exercisable
—
Convertible Senior Subordinated Secured Loan Notes
Common Stock
95.34K shares
Shares
−N/A
Strike price
5
Held after
0.00
Exercisable
—
Series A Convertible Preferred Stock
Common Stock
1.26K shares
Shares
−6.00
Strike price
Held after
0.00
Exercisable
—
Series A Convertible Preferred Stock
Common Stock
843.00 shares
Shares
−4.00
Strike price
Held after
0.00
Exercisable
—
Series A Convertible Preferred Stock
Common Stock
204.00 shares
Shares
−1.00
Strike price
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Senior Subordinated Secured Loan Notes Indirect | Common Stock630.71K shares | 1/14/2019 | C · Conversion | −N/A | 5 | — | 0.00 |
| Convertible Senior Subordinated Secured Loan Notes Indirect | Common Stock420.47K shares | 1/14/2019 | C · Conversion | −N/A | 5 | — | 0.00 |
| Convertible Senior Subordinated Secured Loan Notes Indirect | Common Stock95.34K shares | 1/14/2019 | C · Conversion | −N/A | 5 | — | 0.00 |
| Series A Convertible Preferred Stock Indirect | Common Stock1.26K shares | 1/14/2019 | C · Conversion | −6.00 | — | 0.00 | |
| Series A Convertible Preferred Stock Indirect | Common Stock843.00 shares | 1/14/2019 | C · Conversion | −4.00 | — | 0.00 | |
| Series A Convertible Preferred Stock Indirect | Common Stock204.00 shares | 1/14/2019 | C · Conversion | −1.00 | — | 0.00 |