PALM MANAGEMENT (US) LLC

PrivateCIK: 1726497
Location

GREENWICH, CT

Director10% Owner
Since Aug 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
3.00 acquired · 3.00 disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions4

Convertible Senior Subordinated Secured Loan Notes

Indirect
J · J
Converts to

Common Stock

299.40K shares

Shares

+N/A

Strike price

5

Held after

N/A

Exercisable

—

9/1/2018

Convertible Senior Subordinated Secured Loan Notes

Indirect
J · J
Converts to

Common Stock

299.40K shares

Shares

−N/A

Strike price

5

Held after

N/A

Exercisable

—

9/1/2018

Series A Convertible Preferred Stock

Indirect
J · J
Converts to

Common Stock

600.00 shares

Shares

+3.00

Strike price

Held after

6.00

Exercisable

—

9/1/2018

Series A Convertible Preferred Stock

Indirect
J · J
Converts to

Common Stock

600.00 shares

Shares

−3.00

Strike price

Held after

4.00

Exercisable

—

9/1/2018
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect
Shares owned2K

Common Stock

Indirect
Shares owned2K
Total
4K indirect4K
Derivative Holdings (Post-Transaction)2

Series A Convertible Preferred Stock

Indirect
Underlying security
Common Stock

Underlying shares

200.00

Shares owned

1.00

Exercise price

Expiration

—

Exercise window

—

Convertible Senior Subordinated Secured Loan Notes

Indirect
Underlying security
Common Stock

Underlying shares

93.40K

Shares owned

N/A

Exercise price

5

Expiration

—

Exercise window

—

Total

Underlying

93.60K

Owned

1.00

PALM MANAGEMENT (US) LLC — Insider Transaction (Form 4) Filed Sep 5, 2018 | Finecho