PALM MANAGEMENT (US) LLC

PrivateCIK: 1726497
Location

GREENWICH, CT

Director10% Owner
Since Aug 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
3.00 acquired · 3.00 disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions4

Convertible Senior Subordinated Secured Loan Notes

Indirect
J · J
Converts to

Common Stock

299.40K shares

Shares

+N/A

Strike price

5

Held after

N/A

Exercisable

9/1/2018

Convertible Senior Subordinated Secured Loan Notes

Indirect
J · J
Converts to

Common Stock

299.40K shares

Shares

N/A

Strike price

5

Held after

N/A

Exercisable

9/1/2018

Series A Convertible Preferred Stock

Indirect
J · J
Converts to

Common Stock

600.00 shares

Shares

+3.00

Strike price

Held after

6.00

Exercisable

9/1/2018

Series A Convertible Preferred Stock

Indirect
J · J
Converts to

Common Stock

600.00 shares

Shares

3.00

Strike price

Held after

4.00

Exercisable

9/1/2018
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect
Shares owned2K

Common Stock

Indirect
Shares owned2K
Total
4K indirect4K
Derivative Holdings (Post-Transaction)2

Series A Convertible Preferred Stock

Indirect
Underlying security
Common Stock

Underlying shares

200.00

Shares owned

1.00

Exercise price

Expiration

Exercise window

Convertible Senior Subordinated Secured Loan Notes

Indirect
Underlying security
Common Stock

Underlying shares

93.40K

Shares owned

N/A

Exercise price

5

Expiration

Exercise window

Total

Underlying

93.60K

Owned

1.00