PALM MANAGEMENT (US) LLC

PrivateCIK: 1726497
Location

GREENWICH, CT

Director10% Owner
Since Aug 2018
+1.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.00 acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2

Convertible Senior Subordinated Secured Loan Notes

Indirect
P · Purchase
Converts to

Common Stock

93.40K shares

Shares

+N/A

Strike price

5

Held after

N/A

Exercisable

8/15/2018

Series A Convertible Preferred Stock

Indirect
P · Purchase
Converts to

Common Stock

200.00 shares

Shares

+1.00

Strike price

Held after

1.00

Exercisable

8/15/2018
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect
Shares owned2K

Common Stock

Indirect
Shares owned2K
Total
4K indirect4K
Derivative Holdings (Post-Transaction)4

Convertible Senior Subordinated Secured Loan Notes

Indirect
Underlying security
Common Stock

Underlying shares

299.40K

Shares owned

N/A

Exercise price

5

Expiration

Exercise window

Series A Convertible Preferred Stock

Indirect
Underlying security
Common Stock

Underlying shares

1.40K

Shares owned

7.00

Exercise price

Expiration

Exercise window

Series A Convertible Preferred Stock

Indirect
Underlying security
Common Stock

Underlying shares

600.00

Shares owned

3.00

Exercise price

Expiration

Exercise window

Convertible Senior Subordinated Secured Loan Notes

Indirect
Underlying security
Common Stock

Underlying shares

698.60K

Shares owned

N/A

Exercise price

5

Expiration

Exercise window

Total

Underlying

1M

Owned

10.00

PALM MANAGEMENT (US) LLC — Insider Transaction (Form 4) Filed Aug 17, 2018 | Finecho