PALM MANAGEMENT (US) LLC

PrivateCIK: 1726497
Location

GREENWICH, CT

Director10% Owner
Since Aug 2018
+1.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.00 acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2

Convertible Senior Subordinated Secured Loan Notes

Indirect
P · Purchase
Converts to

Common Stock

93.40K shares

Shares

+N/A

Strike price

5

Held after

N/A

Exercisable

—

8/15/2018

Series A Convertible Preferred Stock

Indirect
P · Purchase
Converts to

Common Stock

200.00 shares

Shares

+1.00

Strike price

Held after

1.00

Exercisable

—

8/15/2018
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect
Shares owned2K

Common Stock

Indirect
Shares owned2K
Total
4K indirect4K
Derivative Holdings (Post-Transaction)4

Convertible Senior Subordinated Secured Loan Notes

Indirect
Underlying security
Common Stock

Underlying shares

299.40K

Shares owned

N/A

Exercise price

5

Expiration

—

Exercise window

—

Series A Convertible Preferred Stock

Indirect
Underlying security
Common Stock

Underlying shares

1.40K

Shares owned

7.00

Exercise price

Expiration

—

Exercise window

—

Series A Convertible Preferred Stock

Indirect
Underlying security
Common Stock

Underlying shares

600.00

Shares owned

3.00

Exercise price

Expiration

—

Exercise window

—

Convertible Senior Subordinated Secured Loan Notes

Indirect
Underlying security
Common Stock

Underlying shares

698.60K

Shares owned

N/A

Exercise price

5

Expiration

—

Exercise window

—

Total

Underlying

1M

Owned

10.00

PALM MANAGEMENT (US) LLC — Insider Transaction (Form 4) Filed Aug 17, 2018 | Finecho