PACIFIC INVESTMENT MANAGEMENT CO LLC enters QUANTUM CORP /DE/ with 10.25M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 4/25/2022ACC: 0000899243-22-015588
10% Owner
Since Apr 2022
10.25M
Baseline shares
0.00
Direct ownership
0 positions
6.53M
Derivative underlying
2 instruments
1
Security positions
10.25M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned10.25M
Total
10.25M indirect10.25M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 10.25M | Indirect |
| Total | 10.25M | 10.25M indirect |
Derivative Holdings2
Warrant
IndirectUnderlying security
Common Stock
Underlying shares
2.22M
Shares owned
N/A
Exercise price
2.79
Expiration
—
Exercise window
—
Warrant
IndirectUnderlying security
Common Stock
Underlying shares
4.31M
Shares owned
N/A
Exercise price
1.33
Expiration
—
Exercise window
—
Total
Underlying
6.53M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Indirect | Common Stock | 2.79 | — | — | 2.22M | N/A |
| Warrant Indirect | Common Stock | 1.33 | — | — | 4.31M | N/A |
| Total | 6.53M | 0.00 | ||||