PACHECO ANN MARIE BROWN enters TECOGEN INC. with 3.70M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/6/2022ACC: 0001537435-22-000041
10% OwnerOther
Since May 2022
3.70M
Baseline shares
100% direct
3.70M
Direct ownership
1 position
13.84K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned3.70M
Total
3.70M direct3.70M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.70M | Direct |
| Total | 3.70M | 3.70M direct |
Derivative Holdings3
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
1.84K
Shares owned
N/A
Exercise price
5.65
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
7K
Shares owned
N/A
Exercise price
1.1
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
N/A
Exercise price
3.68
Expiration
—
Exercise window
—
Total
Underlying
13.84K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 5.65 | — | — | 1.84K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 1.1 | — | — | 7K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 3.68 | — | — | 5K | N/A |
| Total | 13.84K | 0.00 | ||||