OZAKI YUKIKO (See Remarks) received a stock award from NOMURA HOLDINGS INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 4/28/2026ACC: 0001193125-26-183654
Officer· See Remarks
Since Mar 2026
-4.36K
Net shares
Net seller
$35.1K
Total sold
0
Open market trades
0B · 0S
7
Total transactions
7.80K acquired · 12.16K disposed
Non-Derivative Transactions5
Common Stock
Direct
Shares
+2.90K
Price / share
—
Trade value
—
% of position
16.6%
4/24/2026
17.49K→20.38K
Common Stock
Direct
Shares
−2.90K
Price / share
$8.21
Trade value
$23.78K
% of position
14.2%
4/24/2026
20.38K→17.49K
Common Stock
Indirect
Shares
+7.37
Price / share
$8.41
Trade value
$61.96
% of position
11.8%
4/24/2026
62.57→69.93
Common Stock
Direct
Shares
+4.90K
Price / share
—
Trade value
—
% of position
28.0%
4/27/2026
17.49K→22.39K
Common Stock
Direct
Shares
−1.47K
Price / share
$7.71
Trade value
$11.31K
% of position
6.6%
4/27/2026
22.39K→20.92K
Total
Net shares
+3.44K
Net value
-$35.02K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/24/2026 | M · Option Exercise | +2.90K | — | — | 16.6% | 17.49K | 20.38K |
| Common Stock Direct | 4/24/2026 | D · Disposition | −2.90K | $8.21 | $23.78K | 14.2% | 20.38K | 17.49K |
| Common Stock Indirect | 4/24/2026 | A · Award | +7.37 | $8.41 | $61.96 | 11.8% | 62.57 | 69.93 |
| Common Stock Direct | 4/27/2026 | M · Option Exercise | +4.90K | — | — | 28.0% | 17.49K | 22.39K |
| Common Stock Direct | 4/27/2026 | F · Tax Withholding | −1.47K | $7.71 | $11.31K | 6.6% | 22.39K | 20.92K |
| Total | +3.44K | -$35.02K | ||||||
Derivative Transactions2
Notional Stock Units
Direct
Converts to
Common stock
2.90K shares
Shares
−2.90K
Strike price
Held after
0.00
Exercisable
—
4/24/2026
Restricted Stock Units
Direct
Converts to
Common stock
4.90K shares
Shares
−4.90K
Strike price
Held after
7.60K
Exercisable
—
4/27/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Notional Stock Units Direct | Common stock2.90K shares | 4/24/2026 | M · Option Exercise | −2.90K | — | 0.00 | |
| Restricted Stock Units Direct | Common stock4.90K shares | 4/27/2026 | M · Option Exercise | −4.90K | — | 7.60K |