OZAKI YUKIKO enters NOMURA HOLDINGS INC with 17.54K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 3/18/2026ACC: 0001193125-26-112822
Officer· See Remarks
Since Mar 2026
17.54K
Baseline shares
100% direct
17.49K
Direct ownership
1 position
15.40K
Derivative underlying
4 instruments
2
Security positions
54.63 indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned17.49K
Common Stock
IndirectShares owned54.63
Total
17.49K direct·54.63 indirect17.54K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 17.49K | Direct |
| Common Stock | 54.63 | Indirect |
| Total | 17.54K | 17.49K direct·54.63 indirect |
Derivative Holdings4
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
4.90K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
4.80K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
2.80K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Notional Stock Units
DirectUnderlying security
Common Stock
Underlying shares
2.90K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
15.40K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | — | — | 4.90K | N/A | |
| Restricted Stock Units Direct | Common Stock | — | — | 4.80K | N/A | |
| Restricted Stock Units Direct | Common Stock | — | — | 2.80K | N/A | |
| Notional Stock Units Direct | Common Stock | — | — | 2.90K | N/A | |
| Total | 15.40K | 0.00 | ||||