OXUS CAPITAL PTE. LTD. reported 4 transactions at BOREALIS FOODS INC.
Review the transaction codes below to understand the nature of each event.
Filed: 2/9/2024ACC: 0001213900-24-012166
10% Owner
Since Sep 2021
+1.19M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
4.10M acquired · 2.91M disposed
Non-Derivative Transactions4
Class A Common Shares
Direct
Shares
+1.91M
Price / share
—
Trade value
—
% of position
127.5%
2/7/2024
1.50M→3.41M
Class A Common Shares
Direct
Shares
+2.19M
Price / share
—
Trade value
—
% of position
64.2%
2/7/2024
3.41M→5.60M
Class A Common Shares
Direct
Shares
−200K
Price / share
—
Trade value
—
% of position
3.6%
2/7/2024
5.60M→5.40M
Class A Common Shares
Direct
Shares
−50K
Price / share
—
Trade value
—
% of position
0.9%
2/7/2024
5.40M→5.35M
Total
Net shares
+3.85M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares Direct | 2/7/2024 | C · Conversion | +1.91M | — | — | 127.5% | 1.50M | 3.41M |
| Class A Common Shares Direct | 2/7/2024 | C · Conversion | +2.19M | — | — | 64.2% | 3.41M | 5.60M |
| Class A Common Shares Direct | 2/7/2024 | J · J | −200K | — | — | 3.6% | 5.60M | 5.40M |
| Class A Common Shares Direct | 2/7/2024 | J · J | −50K | — | — | 0.9% | 5.40M | 5.35M |
| Total | +3.85M | $0.00 | ||||||
Derivative Transactions2
Class B ordinary shares
Direct
Converts to
Class A Common Shares
750K shares
Shares
−750K
Strike price
Held after
1.91M
Exercisable
—
2/7/2024
Class B ordinary shares
Direct
Converts to
Class A Common Shares
1.91M shares
Shares
−1.91M
Strike price
Held after
0.00
Exercisable
—
2/7/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B ordinary shares Direct | Class A Common Shares750K shares | 2/7/2024 | D · Disposition | −750K | — | 1.91M | |
| Class B ordinary shares Direct | Class A Common Shares1.91M shares | 2/7/2024 | C · Conversion | −1.91M | — | 0.00 |