OXBOW ADVISORS, LLC

Filed: 4/26/2023ACC: 0001564770-23-000004

📋 What this filing means

OXBOW ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 199 equity positions with a total reported market value of $559.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

199

Positions

$559.25M

Total AUM (reported)

12.74M

Total Shares

Allocation by class

COM$282.28M50.5%

ISHARES NEW$30.91M5.5%

SHORT S&P 500 NE$27.38M4.9%

7.25%CNV PFD L$16.19M2.9%

TRS FLT RT BD$15.84M2.8%

CAP STK CL C$15.72M2.8%

PERP PFD CNV A$15.48M2.8%

Portfolio Concentration

Top 3$93.64M16.7%

4–10$130.03M23.3%

11–25$137.36M24.6%

Rest$198.23M35.4%

Top 3 weight

16.7%

Top 10 weight

40.0%

Voting Authority Distribution

Total shares with voting rights: 12.61M

Sole

Full voting authority

26.25K

% of voting shares0.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.58M

% of voting shares99.8%

Investment Discretion (by position count)

Sole199

Shared0

Other0

Dominant voting typeNone · 99.8% of voting shares

Institutional Holdings199

Rows:

ENTERPRISE PRODS PARTNERS L

SOLE

COM

Shares1.36M

TypeSH

Market value$35.34M

6.32%

Sole

0.00

Shared

0.00

None

1.36M

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares827.19K

TypeSH

Market value$30.91M

5.53%

Sole

0.00

Shared

0.00

None

827.19K

PROSHARES TR

SOLE

SHORT S&P 500 NE

Shares1.83M

TypeSH

Market value$27.38M

4.90%

Sole

16.02K

Shared

0.00

None

1.81M

MICROSOFT CORP

SOLE

COM

Shares92.70K

TypeSH

Market value$26.73M

4.78%

Sole

1.15K

Shared

0.00

None

91.55K

APPLE INC

SOLE

COM

Shares151.29K

TypeSH

Market value$24.95M

4.46%

Sole

1.91K

Shared

0.00

None

149.38K

BANK AMERICA CORP

SOLE

7.25%CNV PFD L

Shares13.87K

TypeSH

Market value$16.19M

2.90%

Sole

0.00

Shared

0.00

None

13.87K

ISHARES TR

SOLE

TRS FLT RT BD

Shares313.15K

TypeSH

Market value$15.84M

2.83%

Sole

0.00

Shared

0.00

None

313.15K

ALPHABET INC

SOLE

CAP STK CL C

Shares151.19K

TypeSH

Market value$15.72M

2.81%

Sole

1.12K

Shared

0.00

None

150.07K

WELLS FARGO CO NEW

SOLE

PERP PFD CNV A

Shares13.16K

TypeSH

Market value$15.48M

2.77%

Sole

0.00

Shared

0.00

None

13.16K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares104.49K

TypeSH

Market value$15.11M

2.70%

Sole

0.00

Shared

0.00

None

104.49K

FRANCO NEV CORP

SOLE

COM

Shares96.02K

TypeSH

Market value$14.00M

2.50%

Sole

257.00

Shared

0.00

None

95.77K

MAGELLAN MIDSTREAM PRTNRS LP

SOLE

COM UNIT RP LP

Shares200.57K

TypeSH

Market value$10.88M

1.95%

Sole

0.00

Shared

0.00

None

200.57K

KINDER MORGAN INC DEL

SOLE

COM

Shares594.63K

TypeSH

Market value$10.41M

1.86%

Sole

0.00

Shared

0.00

None

594.63K

MASTERCARD INCORPORATED

SOLE

CL A

Shares28.32K

TypeSH

Market value$10.29M

1.84%

Sole

248.00

Shared

0.00

None

28.07K

VISA INC

SOLE

COM CL A

Shares41.37K

TypeSH

Market value$9.33M

1.67%

Sole

364.00

Shared

0.00

None

41K

OMEGA HEALTHCARE INVS INC

SOLE

COM

Shares336.41K

TypeSH

Market value$9.22M

1.65%

Sole

0.00

Shared

0.00

None

336.41K

PHYSICIANS RLTY TR

SOLE

COM

Shares598.86K

TypeSH

Market value$8.94M

1.60%

Sole

0.00

Shared

0.00

None

598.86K

PLAINS GP HLDGS L P

SOLE

LTD PARTNR INT A

Shares654.98K

TypeSH

Market value$8.59M

1.54%

Sole

0.00

Shared

0.00

None

654.98K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares72.56K

TypeSH

Market value$8.50M

1.52%

Sole

0.00

Shared

0.00

None

72.56K

AGNICO EAGLE MINES LTD

SOLE

COM

Shares161.72K

TypeSH

Market value$8.24M

1.47%

Sole

0.00

Shared

0.00

None

161.72K

OREILLY AUTOMOTIVE INC

SOLE

COM

Shares9.45K

TypeSH

Market value$8.02M

1.43%

Sole

86.00

Shared

0.00

None

9.36K

NEWMONT CORP

SOLE

COM

Shares163.01K

TypeSH

Market value$7.99M

1.43%

Sole

0.00

Shared

0.00

None

163.01K

ADOBE SYSTEMS INCORPORATED

SOLE

COM

Shares20K

TypeSH

Market value$7.71M

1.38%

Sole

182.00

Shared

0.00

None

19.82K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares16.12K

TypeSH

Market value$7.62M

1.36%

Sole

148.00

Shared

0.00

None

15.97K

ETF SER SOLUTIONS

SOLE

DISTILLATE US

Shares176.33K

TypeSH

Market value$7.61M

1.36%

Sole

0.00

Shared

0.00

None

176.33K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ENTERPRISE PRODS PARTNERS LSOLE	COM	1.36M	SH	$35.34M 6.32%	0.00	1.36M
ISHARES GOLD TRSOLE	ISHARES NEW	827.19K	SH	$30.91M 5.53%	0.00	827.19K
PROSHARES TRSOLE	SHORT S&P 500 NE	1.83M	SH	$27.38M 4.90%	16.02K	1.81M
MICROSOFT CORPSOLE	COM	92.70K	SH	$26.73M 4.78%	1.15K	91.55K
APPLE INCSOLE	COM	151.29K	SH	$24.95M 4.46%	1.91K	149.38K
BANK AMERICA CORPSOLE	7.25%CNV PFD L	13.87K	SH	$16.19M 2.90%	0.00	13.87K
ISHARES TRSOLE	TRS FLT RT BD	313.15K	SH	$15.84M 2.83%	0.00	313.15K
ALPHABET INCSOLE	CAP STK CL C	151.19K	SH	$15.72M 2.81%	1.12K	150.07K
WELLS FARGO CO NEWSOLE	PERP PFD CNV A	13.16K	SH	$15.48M 2.77%	0.00	13.16K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	104.49K	SH	$15.11M 2.70%	0.00	104.49K
FRANCO NEV CORPSOLE	COM	96.02K	SH	$14.00M 2.50%	257.00	95.77K
MAGELLAN MIDSTREAM PRTNRS LPSOLE	COM UNIT RP LP	200.57K	SH	$10.88M 1.95%	0.00	200.57K
KINDER MORGAN INC DELSOLE	COM	594.63K	SH	$10.41M 1.86%	0.00	594.63K
MASTERCARD INCORPORATEDSOLE	CL A	28.32K	SH	$10.29M 1.84%	248.00	28.07K
VISA INCSOLE	COM CL A	41.37K	SH	$9.33M 1.67%	364.00	41K
OMEGA HEALTHCARE INVS INCSOLE	COM	336.41K	SH	$9.22M 1.65%	0.00	336.41K
PHYSICIANS RLTY TRSOLE	COM	598.86K	SH	$8.94M 1.60%	0.00	598.86K
PLAINS GP HLDGS L PSOLE	LTD PARTNR INT A	654.98K	SH	$8.59M 1.54%	0.00	654.98K
ISHARES TRSOLE	SELECT DIVID ETF	72.56K	SH	$8.50M 1.52%	0.00	72.56K
AGNICO EAGLE MINES LTDSOLE	COM	161.72K	SH	$8.24M 1.47%	0.00	161.72K
OREILLY AUTOMOTIVE INCSOLE	COM	9.45K	SH	$8.02M 1.43%	86.00	9.36K
NEWMONT CORPSOLE	COM	163.01K	SH	$7.99M 1.43%	0.00	163.01K
ADOBE SYSTEMS INCORPORATEDSOLE	COM	20K	SH	$7.71M 1.38%	182.00	19.82K
UNITEDHEALTH GROUP INCSOLE	COM	16.12K	SH	$7.62M 1.36%	148.00	15.97K
ETF SER SOLUTIONSSOLE	DISTILLATE US	176.33K	SH	$7.61M 1.36%	0.00	176.33K

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