OWENS WILLIAM ARTHUR exercised options at USBC, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/22/2023ACC: 0001161697-23-000317
0.00
Net shares
Net seller
$39.5K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
157.98K acquired · 157.98K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+157.98K
Price / share
$0.25
Trade value
$39.50K
% of position
24.1%
5/16/2023
654.72K→812.70K
Total
Net shares
+157.98K
Net value
$39.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/16/2023 | M · Option Exercise | +157.98K | $0.25 | $39.50K | 24.1% | 654.72K | 812.70K |
| Total | +157.98K | $39.50K | ||||||
Derivative Transactions1
Warrant to Purchase Common Stock
Direct
Converts to
Common Stock
200K shares
Shares
−157.98K
Strike price
0.25
Held after
0.00
Exercisable
—
5/16/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock Direct | Common Stock200K shares | 5/16/2023 | M · Option Exercise | −157.98K | 0.25 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3
Warrant to Purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
20K
Shares owned
20K
Exercise price
1.70
Expiration
—
Exercise window
—
Warrant to Purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
20K
Shares owned
20K
Exercise price
1.53
Expiration
—
Exercise window
—
Warrant to Purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
31.25K
Shares owned
31.25K
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
71.25K
Owned
71.25K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock Direct | Common Stock | 1.70 | — | — | 20K | 20K |
| Warrant to Purchase Common Stock Direct | Common Stock | 1.53 | — | — | 20K | 20K |
| Warrant to Purchase Common Stock Direct | Common Stock | 0 | — | — | 31.25K | 31.25K |
| Total | 71.25K | 71.25K | ||||