OWENS DEREK (Chief Legal Officer) received a stock award from CATERPILLAR INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 3/4/2026ACC: 0001104659-26-023601
Officer· Chief Legal Officer
Since Mar 2026
+4.94K
Net shares
Net buyer
$222.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
5.25K acquired · 310.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.39K
Price / share
—
Trade value
—
% of position
18.6%
3/2/2026
7.46K→8.85K
Common Stock
Direct
Shares
−310.00
Price / share
$719.13
Trade value
$222.93K
% of position
3.5%
3/3/2026
8.85K→8.54K
Total
Net shares
+1.08K
Net value
-$222.93K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/2/2026 | A · Award | +1.39K | — | — | 18.6% | 7.46K | 8.85K |
| Common Stock Direct | 3/3/2026 | F · Tax Withholding | −310.00 | $719.13 | $222.93K | 3.5% | 8.85K | 8.54K |
| Total | +1.08K | -$222.93K | ||||||
Derivative Transactions1
Employee Stock Options
Direct
Converts to
Common Stock
3.87K shares
Shares
+3.87K
Strike price
752.18
Held after
3.87K
Exercisable
—
3/2/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Options Direct | Common Stock3.87K shares | 3/2/2026 | A · Award | +3.87K | 752.18 | — | 3.87K |