OVERTON V. PARKER exercised options at SELECT BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/9/2020ACC: 0001638599-20-000957
+5.20K
Net shares
Net buyer
$11.4K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5.20K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2.60K
Price / share
$4.38
Trade value
$11.40K
% of position
1.8%
12/9/2020
146.04K→148.64K
Total
Net shares
+2.60K
Net value
$11.40K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/9/2020 | M · Option Exercise | +2.60K | $4.38 | $11.40K | 1.8% | 146.04K | 148.64K |
| Total | +2.60K | $11.40K | ||||||
Derivative Transactions1
stock options
Direct
Converts to
common stock
2.60K shares
Shares
+2.60K
Strike price
4.38
Held after
0.00
Exercisable
—
12/9/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| stock options Direct | common stock2.60K shares | 12/9/2020 | M · Option Exercise | +2.60K | 4.38 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned5K
Total
5K indirect5K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5K | Indirect |
| Total | 5K | 5K indirect |
Derivative Holdings (Post-Transaction)3
Options to Purchase Common Stock
DirectUnderlying security
common stock
Underlying shares
7K
Shares owned
7K
Exercise price
11.27
Expiration
—
Exercise window
—
stock options
DirectUnderlying security
common stock
Underlying shares
2.51K
Shares owned
2.51K
Exercise price
4.65
Expiration
—
Exercise window
—
stocl options
DirectUnderlying security
common stock
Underlying shares
2.79K
Shares owned
2.79K
Exercise price
4.93
Expiration
—
Exercise window
—
Total
Underlying
12.30K
Owned
12.30K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | common stock | 11.27 | — | — | 7K | 7K |
| stock options Direct | common stock | 4.65 | — | — | 2.51K | 2.51K |
| stocl options Direct | common stock | 4.93 | — | — | 2.79K | 2.79K |
| Total | 12.30K | 12.30K | ||||