OTTO DAWN PARSELL (Sr VP, Clinical Development) sold 92.2% of their position (3K shares) of TRICIDA, INC. on the open market

Open‑market sale worth $95.9K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales

OTTO DAWN PARSELL

Filed: 5/12/2020ACC: 0001595585-20-000068

InsiderOTTO DAWN PARSELLCIK 1748808

→

IssuerTRICIDA, INC.CIK 1595585

Officer· Sr VP, Clinical Development

Since Aug 2018

-3K

Net shares

Net seller

$95.9K

Total sold

Open market trades

0B · 4S

Total transactions

3K acquired · 6K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+210.00

Price / share

$1.68

Trade value

$352.80

% of position

82.4%

5/8/2020

255.00→465.00

Common Stock

Direct

S · Sale

−210.00

Price / share

$31.98

Trade value

$6.72K

% of position

45.2%

5/8/2020

465.00→255.00

Common Stock

Direct

M · Option Exercise

+830.00

Price / share

$1.68

Trade value

$1.39K

% of position

325.5%

5/8/2020

255.00→1.08K

Common Stock

Direct

S · Sale

−830.00

Price / share

$31.98

Trade value

$26.54K

% of position

76.5%

5/8/2020

1.08K→255.00

Common Stock

Direct

M · Option Exercise

+523.00

Price / share

$7.49

Trade value

$3.92K

% of position

205.1%

5/8/2020

255.00→778.00

Common Stock

Direct

S · Sale

−523.00

Price / share

$31.98

Trade value

$16.73K

% of position

67.2%

5/8/2020

778.00→255.00

Common Stock

Direct

M · Option Exercise

+1.44K

Price / share

$2.39

Trade value

$3.43K

% of position

563.5%

5/8/2020

255.00→1.69K

Common Stock

Direct

S · Sale

−1.44K

Price / share

$31.98

Trade value

$45.96K

% of position

84.9%

5/8/2020

1.69K→255.00

Total

Net shares

+0.00

Net value

-$86.84K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/8/2020	M · Option Exercise	+210.00	$1.68	$352.80	82.4%	255.00	465.00
Common Stock Direct	5/8/2020	S · Sale	−210.00	$31.98	$6.72K	45.2%	465.00	255.00
Common Stock Direct	5/8/2020	M · Option Exercise	+830.00	$1.68	$1.39K	325.5%	255.00	1.08K
Common Stock Direct	5/8/2020	S · Sale	−830.00	$31.98	$26.54K	76.5%	1.08K	255.00
Common Stock Direct	5/8/2020	M · Option Exercise	+523.00	$7.49	$3.92K	205.1%	255.00	778.00
Common Stock Direct	5/8/2020	S · Sale	−523.00	$31.98	$16.73K	67.2%	778.00	255.00
Common Stock Direct	5/8/2020	M · Option Exercise	+1.44K	$2.39	$3.43K	563.5%	255.00	1.69K
Common Stock Direct	5/8/2020	S · Sale	−1.44K	$31.98	$45.96K	84.9%	1.69K	255.00
Total			+0.00		-$86.84K

Derivative Transactions4

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

210.00 shares

−210.00

Strike price

1.68

Held after

420.00

Exercisable

—

5/8/2020

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

830.00 shares

−830.00

Strike price

1.68

Held after

4.19K

Exercisable

—

5/8/2020

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

523.00 shares

−523.00

Strike price

7.49

Held after

23.03K

Exercisable

—

5/8/2020

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.44K shares

−1.44K

Strike price

2.39

Held after

15.39K

Exercisable

—

5/8/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (right to buy) Direct	Common Stock210.00 shares	5/8/2020	M · Option Exercise	−210.00	1.68	—	420.00
Employee Stock Option (right to buy) Direct	Common Stock830.00 shares	5/8/2020	M · Option Exercise	−830.00	1.68	—	4.19K
Employee Stock Option (right to buy) Direct	Common Stock523.00 shares	5/8/2020	M · Option Exercise	−523.00	7.49	—	23.03K
Employee Stock Option (right to buy) Direct	Common Stock1.44K shares	5/8/2020	M · Option Exercise	−1.44K	2.39	—	15.39K