OTTO DAWN PARSELL

PrivateCIK: 1748808
Location

SOUTH SAN FRANCISCO, CA

OTTO DAWN PARSELL (Sr VP, Clinical Development) sold 94.3% of their position (4.25K shares) of TRICIDA, INC. on the open market

Open‑market sale worth $133.4K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 5 sales
InsiderOTTO DAWN PARSELLCIK 1748808
IssuerTRICIDA, INC.CIK 1595585
Officer· Sr VP, Clinical Development
Since Aug 2018
-4.25K
Net shares
Net seller
$133.4K
Total sold
5
Open market trades
0B · 5S
15
Total transactions
4.25K acquired · 8.50K disposed
Non-Derivative Transactions10

Common Stock

Direct
M · Option Exercise

Shares

+1.25K

Price / share

$1.68

Trade value

$2.10K

% of position

490.2%
4/28/2020
255.001.50K

Common Stock

Direct
S · Sale

Shares

1.25K

Price / share

$29.98

Trade value

$37.48K

% of position

83.1%
4/28/2020
1.50K255.00

Common Stock

Direct
M · Option Exercise

Shares

+210.00

Price / share

$1.68

Trade value

$352.80

% of position

82.4%
4/29/2020
255.00465.00

Common Stock

Direct
S · Sale

Shares

210.00

Price / share

$31.98

Trade value

$6.72K

% of position

45.2%
4/29/2020
465.00255.00

Common Stock

Direct
M · Option Exercise

Shares

+1.74K

Price / share

$1.68

Trade value

$2.93K

% of position

683.9%
4/29/2020
255.002K

Common Stock

Direct
S · Sale

Shares

1.74K

Price / share

$31.98

Trade value

$55.77K

% of position

87.2%
4/29/2020
2K255.00

Common Stock

Direct
M · Option Exercise

Shares

+523.00

Price / share

$2.39

Trade value

$1.25K

% of position

205.1%
4/29/2020
255.00778.00

Common Stock

Direct
S · Sale

Shares

523.00

Price / share

$31.98

Trade value

$16.73K

% of position

67.2%
4/29/2020
778.00255.00

Common Stock

Direct
M · Option Exercise

Shares

+523.00

Price / share

$7.49

Trade value

$3.92K

% of position

205.1%
4/29/2020
255.00778.00

Common Stock

Direct
S · Sale

Shares

523.00

Price / share

$31.98

Trade value

$16.73K

% of position

67.2%
4/29/2020
778.00255.00
Total

Net shares

+0.00

Net value

-$122.87K

Derivative Transactions5

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

1.25K shares

Shares

1.25K

Strike price

1.68

Held after

7.56K

Exercisable

4/28/2020

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

210.00 shares

Shares

210.00

Strike price

1.68

Held after

630.00

Exercisable

4/29/2020

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

1.74K shares

Shares

1.74K

Strike price

1.68

Held after

5.82K

Exercisable

4/29/2020

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

523.00 shares

Shares

523.00

Strike price

2.39

Held after

17.27K

Exercisable

4/29/2020

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

523.00 shares

Shares

523.00

Strike price

7.49

Held after

23.56K

Exercisable

4/29/2020
OTTO DAWN PARSELL — Insider Transaction (Form 4) Filed Apr 30, 2020 | Finecho