OTTO DAWN PARSELL

PrivateCIK: 1748808
Location

SOUTH SAN FRANCISCO, CA

OTTO DAWN PARSELL (Sr VP, Clinical Development) sold 5.75K shares of TRICIDA, INC. on the open market

Open‑market sale worth $227.5K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales
InsiderOTTO DAWN PARSELLCIK 1748808
IssuerTRICIDA, INC.CIK 1595585
Officer· Sr VP, Clinical Development
Since Aug 2018
-5.75K
Net shares
Net seller
$227.5K
Total sold
4
Open market trades
0B · 4S
10
Total transactions
5.75K acquired · 11.49K disposed
Non-Derivative Transactions7

Common Stock

Direct
M · Option Exercise

Shares

+1.51K

Price / share

$2.39

Trade value

$3.60K

% of position

New position
11/26/2019
0.001.51K

Common Stock

Direct
S · Sale

Shares

1.51K

Price / share

$39.61

Trade value

$59.69K

% of position

New position
11/26/2019
1.51K0.00

Common Stock

Direct
M · Option Exercise

Shares

+2.35K

Price / share

$0.80

Trade value

$1.88K

% of position

New position
11/26/2019
0.002.35K

Common Stock

Direct
S · Sale

Shares

1.62K

Price / share

$39.60

Trade value

$63.99K

% of position

68.6%
11/26/2019
2.35K739.00

Common Stock

Direct
S · Sale

Shares

739.00

Price / share

$39.59

Trade value

$29.26K

% of position

New position
11/26/2019
739.000.00

Common Stock

Direct
M · Option Exercise

Shares

+1.88K

Price / share

$1.68

Trade value

$3.17K

% of position

New position
11/26/2019
0.001.88K

Common Stock

Direct
S · Sale

Shares

1.88K

Price / share

$39.60

Trade value

$74.61K

% of position

New position
11/26/2019
1.88K0.00
Total

Net shares

+0.00

Net value

-$218.90K

Derivative Transactions3

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

1.51K shares

Shares

1.51K

Strike price

2.39

Held after

18.84K

Exercisable

11/26/2019

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

2.35K shares

Shares

2.35K

Strike price

0.8

Held after

0.00

Exercisable

11/26/2019

Employee Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

1.88K shares

Shares

1.88K

Strike price

1.68

Held after

1.89K

Exercisable

11/26/2019
OTTO DAWN PARSELL — Insider Transaction (Form 4) Filed Nov 27, 2019 | Finecho