OTTENSMEYER PATRICK J (President & CEO) reported 8 transactions at KANSAS CITY SOUTHERN

Review the transaction codes below to understand the nature of each event.

OTTENSMEYER PATRICK J

Filed: 12/15/2021ACC: 0001062993-21-012931

InsiderOTTENSMEYER PATRICK JCIK 1362958

→

IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· President & CEO

Since Aug 2018

-287.47K

Net shares

Net seller

$1.57M

Total sold

Open market trades

0B · 0S

Total transactions

287.47K disposed

Non-Derivative Transactions8

Common Stock

Direct

G · Gift

−660.00

Price / share

—

Trade value

—

% of position

0.5%

7/22/2021

125.56K→124.89K

Common Stock

Direct

G · Gift

−55.00

Price / share

—

Trade value

—

% of position

0.0%

7/26/2021

124.89K→124.84K

Common Stock

Direct

G · Gift

−12.50K

Price / share

—

Trade value

—

% of position

10.0%

10/7/2021

124.84K→112.34K

Common Stock

Direct

G · Gift

−23K

Price / share

—

Trade value

—

% of position

20.5%

10/21/2021

112.34K→89.34K

Common Stock

Direct

G · Gift

−100.00

Price / share

—

Trade value

—

% of position

0.1%

12/8/2021

89.34K→89.24K

Common Stock

Direct

F · Tax Withholding

−5.42K

Price / share

$290.71

Trade value

$1.57M

% of position

6.1%

12/14/2021

89.24K→83.82K

Common Stock

Direct

D · Disposition

−83.82K

Price / share

—

Trade value

—

% of position

New position

12/14/2021

83.82K→0.00

Common Stock

Indirect

D · Disposition

−261.23

Price / share

—

Trade value

—

% of position

New position

12/14/2021

261.23→0.00

Total

Net shares

−125.82K

Net value

-$1.57M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/22/2021	G · Gift	−660.00	—	—	0.5%	125.56K	124.89K
Common Stock Direct	7/26/2021	G · Gift	−55.00	—	—	0.0%	124.89K	124.84K
Common Stock Direct	10/7/2021	G · Gift	−12.50K	—	—	10.0%	124.84K	112.34K
Common Stock Direct	10/21/2021	G · Gift	−23K	—	—	20.5%	112.34K	89.34K
Common Stock Direct	12/8/2021	G · Gift	−100.00	—	—	0.1%	89.34K	89.24K
Common Stock Direct	12/14/2021	F · Tax Withholding	−5.42K	$290.71	$1.57M	6.1%	89.24K	83.82K
Common Stock Direct	12/14/2021	D · Disposition	−83.82K	—	—	New position	83.82K	0.00
Common Stock Indirect	12/14/2021	D · Disposition	−261.23	—	—	New position	261.23	0.00
Total			−125.82K		-$1.57M

Derivative Transactions9

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

3.67K shares

−3.67K

Strike price

97.77

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

3.88K shares

−3.88K

Strike price

94.23

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

5.65K shares

−5.65K

Strike price

119.35

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

13.12K shares

−13.12K

Strike price

82.71

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

29.76K shares

−29.76K

Strike price

86.89

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

29.82K shares

−29.82K

Strike price

105.83

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

29.36K shares

−29.36K

Strike price

110.13

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

25.96K shares

−25.96K

Strike price

171.86

Held after

0.00

Exercisable

—

12/14/2021

Employee Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

20.43K shares

−20.43K

Strike price

211.1

Held after

0.00

Exercisable

—

12/14/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Employee Stock Option (Right to Buy) Direct	Common Stock3.67K shares	12/14/2021	D · Disposition	−3.67K	97.77	—
Employee Stock Option (Right to Buy) Direct	Common Stock3.88K shares	12/14/2021	D · Disposition	−3.88K	94.23	—
Employee Stock Option (Right to Buy) Direct	Common Stock5.65K shares	12/14/2021	D · Disposition	−5.65K	119.35	—
Employee Stock Option (Right to Buy) Direct	Common Stock13.12K shares	12/14/2021	D · Disposition	−13.12K	82.71	—
Employee Stock Option (Right to Buy) Direct	Common Stock29.76K shares	12/14/2021	D · Disposition	−29.76K	86.89	—
Employee Stock Option (Right to Buy) Direct	Common Stock29.82K shares	12/14/2021	D · Disposition	−29.82K	105.83	—
Employee Stock Option (Right to Buy) Direct	Common Stock29.36K shares	12/14/2021	D · Disposition	−29.36K	110.13	—
Employee Stock Option (Right to Buy) Direct	Common Stock25.96K shares	12/14/2021	D · Disposition	−25.96K	171.86	—
Employee Stock Option (Right to Buy) Direct	Common Stock20.43K shares	12/14/2021	D · Disposition	−20.43K	211.1	—