OTTENSMEYER PATRICK J (President & CEO) sold 3.6% of their position (4.69K shares) of KANSAS CITY SOUTHERN on the open market

Open‑market sale worth $1.42M — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

OTTENSMEYER PATRICK J

Filed: 10/22/2021ACC: 0000054480-21-000222

InsiderOTTENSMEYER PATRICK JCIK 1362958

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IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· President & CEO

Since Aug 2018

-4.69K

Net shares

Net seller

$1.42M

Total sold

Open market trades

0B · 1S

Total transactions

4.69K acquired · 9.38K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+4.69K

Price / share

$66.99

Trade value

$314.18K

% of position

3.7%

10/21/2021

125.56K→130.25K

Common Stock

Direct

S · Sale

−4.69K

Price / share

$301.89

Trade value

$1.42M

% of position

3.6%

10/21/2021

130.25K→125.56K

Total

Net shares

+0.00

Net value

-$1.10M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/21/2021	M · Option Exercise	+4.69K	$66.99	$314.18K	3.7%	125.56K	130.25K
Common Stock Direct	10/21/2021	S · Sale	−4.69K	$301.89	$1.42M	3.6%	130.25K	125.56K
Total			+0.00		-$1.10M

Derivative Transactions1

Employee Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.69K shares

−4.69K

Strike price

66.99

Held after

0.00

Exercisable

—

10/21/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to Buy) Direct	Common Stock4.69K shares	10/21/2021	M · Option Exercise	−4.69K	66.99	—	0.00

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned260.79

Total

260.79 indirect260.79

Security Title	Shares Owned	Ownership Type
Common Stock	260.79	Indirect
Total	260.79	260.79 indirect

Derivative Holdings (Post-Transaction)9

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.67K

Shares owned

3.67K

Exercise price

97.77

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.88K

Shares owned

3.88K

Exercise price

94.23

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

29.82K

Shares owned

29.82K

Exercise price

105.83

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

29.36K

Shares owned

29.36K

Exercise price

110.13

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

29.76K

Shares owned

29.76K

Exercise price

86.89

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25.96K

Shares owned

25.96K

Exercise price

171.86

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

20.43K

Shares owned

20.43K

Exercise price

211.1

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

13.12K

Shares owned

13.12K

Exercise price

82.71

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.65K

Shares owned

5.65K

Exercise price

119.35

Expiration

—

Exercise window

—

Total

Underlying

161.65K

Owned

161.65K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	97.77	—	—	3.67K	3.67K
Employee Stock Option (Right to Buy) Direct	Common Stock	94.23	—	—	3.88K	3.88K
Employee Stock Option (Right to Buy) Direct	Common Stock	105.83	—	—	29.82K	29.82K
Employee Stock Option (Right to Buy) Direct	Common Stock	110.13	—	—	29.36K	29.36K
Employee Stock Option (Right to Buy) Direct	Common Stock	86.89	—	—	29.76K	29.76K
Employee Stock Option (Right to Buy) Direct	Common Stock	171.86	—	—	25.96K	25.96K
Employee Stock Option (Right to Buy) Direct	Common Stock	211.1	—	—	20.43K	20.43K
Employee Stock Option (Right to Buy) Direct	Common Stock	82.71	—	—	13.12K	13.12K
Employee Stock Option (Right to Buy) Direct	Common Stock	119.35	—	—	5.65K	5.65K
Total					161.65K	161.65K