OTTENSMEYER PATRICK J (President & CEO) reported 1 transaction at KANSAS CITY SOUTHERN

Review the transaction codes below to understand the nature of each event.

OTTENSMEYER PATRICK J

Filed: 3/1/2021ACC: 0000054480-21-000062

InsiderOTTENSMEYER PATRICK JCIK 1362958

→

IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· President & CEO

Since Aug 2018

-14.19K

Net shares

Net seller

$3.03M

Total sold

Open market trades

0B · 0S

Total transactions

14.19K disposed

Non-Derivative Transactions1

Common Stock

Direct

F · Tax Withholding

−14.19K

Price / share

$213.51

Trade value

$3.03M

% of position

10.2%

2/26/2021

139.62K→125.43K

Total

Net shares

−14.19K

Net value

-$3.03M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/26/2021	F · Tax Withholding	−14.19K	$213.51	$3.03M	10.2%	139.62K	125.43K
Total			−14.19K		-$3.03M

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned259.40

Total

259.40 indirect259.40

Security Title	Shares Owned	Ownership Type
Common Stock	259.40	Indirect
Total	259.40	259.40 indirect

Derivative Holdings (Post-Transaction)10

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.69K

Shares owned

4.69K

Exercise price

66.99

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

29.76K

Shares owned

29.76K

Exercise price

86.89

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

29.82K

Shares owned

29.82K

Exercise price

105.83

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

20.43K

Shares owned

20.43K

Exercise price

211.1

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25.96K

Shares owned

25.96K

Exercise price

171.86

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

29.36K

Shares owned

29.36K

Exercise price

110.13

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

13.12K

Shares owned

13.12K

Exercise price

82.71

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.88K

Shares owned

3.88K

Exercise price

94.23

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.65K

Shares owned

5.65K

Exercise price

119.35

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.67K

Shares owned

3.67K

Exercise price

97.77

Expiration

—

Exercise window

—

Total

Underlying

166.34K

Owned

166.34K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	66.99	—	—	4.69K	4.69K
Employee Stock Option (Right to Buy) Direct	Common Stock	86.89	—	—	29.76K	29.76K
Employee Stock Option (Right to Buy) Direct	Common Stock	105.83	—	—	29.82K	29.82K
Employee Stock Option (Right to Buy) Direct	Common Stock	211.1	—	—	20.43K	20.43K
Employee Stock Option (Right to Buy) Direct	Common Stock	171.86	—	—	25.96K	25.96K
Employee Stock Option (Right to Buy) Direct	Common Stock	110.13	—	—	29.36K	29.36K
Employee Stock Option (Right to Buy) Direct	Common Stock	82.71	—	—	13.12K	13.12K
Employee Stock Option (Right to Buy) Direct	Common Stock	94.23	—	—	3.88K	3.88K
Employee Stock Option (Right to Buy) Direct	Common Stock	119.35	—	—	5.65K	5.65K
Employee Stock Option (Right to Buy) Direct	Common Stock	97.77	—	—	3.67K	3.67K
Total					166.34K	166.34K