OTTENSMEYER PATRICK J (President & CEO) received a stock award from KANSAS CITY SOUTHERN

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

OTTENSMEYER PATRICK J

Filed: 2/5/2021ACC: 0000054480-21-000038

InsiderOTTENSMEYER PATRICK JCIK 1362958

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IssuerKANSAS CITY SOUTHERNCIK 54480

Officer· President & CEO

Since Aug 2018

+51.44K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

51.44K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+31.01K

Price / share

—

Trade value

—

% of position

28.5%

2/3/2021

108.61K→139.62K

Total

Net shares

+31.01K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/3/2021	A · Award	+31.01K	—	—	28.5%	108.61K	139.62K
Total			+31.01K		$0.00

Derivative Transactions1

Employee Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

20.43K shares

+20.43K

Strike price

211.1

Held after

20.43K

Exercisable

—

2/3/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to Buy) Direct	Common Stock20.43K shares	2/3/2021	A · Award	+20.43K	211.1	—	20.43K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned259.40

Total

259.40 indirect259.40

Security Title	Shares Owned	Ownership Type
Common Stock	259.40	Indirect
Total	259.40	259.40 indirect

Derivative Holdings (Post-Transaction)9

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.67K

Shares owned

3.67K

Exercise price

97.77

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

29.76K

Shares owned

29.76K

Exercise price

86.89

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.69K

Shares owned

4.69K

Exercise price

66.99

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

13.12K

Shares owned

13.12K

Exercise price

82.71

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

29.82K

Shares owned

29.82K

Exercise price

105.83

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.88K

Shares owned

3.88K

Exercise price

94.23

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

29.36K

Shares owned

29.36K

Exercise price

110.13

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25.96K

Shares owned

25.96K

Exercise price

171.86

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.65K

Shares owned

5.65K

Exercise price

119.35

Expiration

—

Exercise window

—

Total

Underlying

145.91K

Owned

145.91K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	97.77	—	—	3.67K	3.67K
Employee Stock Option (Right to Buy) Direct	Common Stock	86.89	—	—	29.76K	29.76K
Employee Stock Option (Right to Buy) Direct	Common Stock	66.99	—	—	4.69K	4.69K
Employee Stock Option (Right to Buy) Direct	Common Stock	82.71	—	—	13.12K	13.12K
Employee Stock Option (Right to Buy) Direct	Common Stock	105.83	—	—	29.82K	29.82K
Employee Stock Option (Right to Buy) Direct	Common Stock	94.23	—	—	3.88K	3.88K
Employee Stock Option (Right to Buy) Direct	Common Stock	110.13	—	—	29.36K	29.36K
Employee Stock Option (Right to Buy) Direct	Common Stock	171.86	—	—	25.96K	25.96K
Employee Stock Option (Right to Buy) Direct	Common Stock	119.35	—	—	5.65K	5.65K
Total					145.91K	145.91K