OTT AIMEE K (Vice President*) exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/10/2023ACC: 0001437749-23-013481
Officer· Vice President*
Since May 2019
0.00
Net shares
Net seller
$19.4K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.40K acquired · 2.40K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2.40K
Price / share
$8.10
Trade value
$19.44K
% of position
47.8%
5/8/2023
5.02K→7.42K
Total
Net shares
+2.40K
Net value
$19.44K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/8/2023 | M · Option Exercise | +2.40K | $8.10 | $19.44K | 47.8% | 5.02K | 7.42K |
| Total | +2.40K | $19.44K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
2.40K shares
Shares
−2.40K
Strike price
8.10
Held after
0.00
Exercisable
—
5/8/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock2.40K shares | 5/8/2023 | M · Option Exercise | −2.40K | 8.10 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned4.22K
Common Stock
IndirectShares owned4.17K
Total
8.39K indirect8.39K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.22K | Indirect |
| Common Stock | 4.17K | Indirect |
| Total | 8.39K | 8.39K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
8.14K
Shares owned
8.14K
Exercise price
13.3000
Expiration
—
Exercise window
—
Total
Underlying
8.14K
Owned
8.14K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 13.3000 | — | — | 8.14K | 8.14K |
| Total | 8.14K | 8.14K | ||||