OSULLIVAN JOSEPH FX exercised options at TWO RIVER BANCORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 6/12/2018ACC: 0001343034-18-000060
+22.51K
Net shares
Net buyer
$45.5K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
22.51K acquired
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5.85K
Price / share
$3.21
Trade value
$18.77K
% of position
7.1%
1/23/2018
82.29K→88.14K
Common Stock
Direct
Shares
+5.41K
Price / share
$4.94
Trade value
$26.72K
% of position
6.1%
1/23/2018
88.14K→93.55K
Total
Net shares
+11.26K
Net value
$45.49K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/23/2018 | M · Option Exercise | +5.85K | $3.21 | $18.77K | 7.1% | 82.29K | 88.14K |
| Common Stock Direct | 1/23/2018 | M · Option Exercise | +5.41K | $4.94 | $26.72K | 6.1% | 88.14K | 93.55K |
| Total | +11.26K | $45.49K | ||||||
Derivative Transactions2
Stock Option (Option to Buy)
Direct
Converts to
Common Stock
5.85K shares
Shares
+5.85K
Strike price
3.21
Held after
0.00
Exercisable
—
1/23/2018
Common Stock
Direct
Converts to
Common Stock
5.41K shares
Shares
+5.41K
Strike price
4.94
Held after
0.00
Exercisable
—
1/23/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Option to Buy) Direct | Common Stock5.85K shares | 1/23/2018 | M · Option Exercise | +5.85K | 3.21 | — | 0.00 |
| Common Stock Direct | Common Stock5.41K shares | 1/23/2018 | M · Option Exercise | +5.41K | 4.94 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned12.75K
Common Stock
IndirectShares owned882.00
Common Stock
IndirectShares owned882.00
Total
14.52K indirect14.52K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 12.75K | Indirect |
| Common Stock | 882.00 | Indirect |
| Common Stock | 882.00 | Indirect |
| Total | 14.52K | 14.52K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported