Filed: 11/14/2023ACC: 0001104659-23-117633
📋 What this filing means
OSTRUM ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 680 equity positions with a total reported market value of $1.08B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
680
Positions
$1.08B
Total AUM (reported)
13.19M
Total Shares
Allocation by class
COMMON STOCK$1.06B98.1%
EXCHANGE TRADED FUND$20.64M1.9%
Portfolio Concentration
Top 3$73.89M6.8%
4–10$72.06M6.7%
11–25$102.13M9.5%
Rest$832.53M77.0%
Top 3 weight
6.8%
Top 10 weight
13.5%
Voting Authority Distribution
Total shares with voting rights: 13.19M
Sole
Full voting authority
9.59M
shares
% of voting shares72.7%
Shared
Joint voting authority
3.60M
shares
% of voting shares27.3%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other680
Dominant voting typeSole · 72.7% of voting shares
Institutional Holdings680
Rows:
APPLE INC
DFNDShares177.20K
TypeSH
Market value$30.34M
2.81%
Sole
95.38K
Shared
81.82K
None
0.00
MICROSOFT CORP
DFNDShares87.54K
TypeSH
Market value$27.64M
2.56%
Sole
46.47K
Shared
41.07K
None
0.00
SPDR S&P 500 ETF TR
DFNDShares37.23K
TypeSH
Market value$15.91M
1.47%
Sole
37.23K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares97.38K
TypeSH
Market value$12.38M
1.15%
Sole
58.98K
Shared
38.40K
None
0.00
NVIDIA CORPORATION
DFNDShares26.67K
TypeSH
Market value$11.60M
1.07%
Sole
15.37K
Shared
11.30K
None
0.00
ALPHABET INC
DFNDShares80.47K
TypeSH
Market value$10.61M
0.98%
Sole
38.53K
Shared
41.94K
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares20.05K
TypeSH
Market value$10.11M
0.94%
Sole
10.32K
Shared
9.72K
None
0.00
JOHNSON & JOHNSON
DFNDShares61.84K
TypeSH
Market value$9.63M
0.89%
Sole
29.64K
Shared
32.20K
None
0.00
VISA INC
DFNDShares40.86K
TypeSH
Market value$9.40M
0.87%
Sole
19.85K
Shared
21.01K
None
0.00
THERMO FISHER SCIENTIFIC INC
DFNDShares16.47K
TypeSH
Market value$8.34M
0.77%
Sole
7.58K
Shared
8.89K
None
0.00
ALPHABET INC
DFNDShares63.32K
TypeSH
Market value$8.29M
0.77%
Sole
43.37K
Shared
19.96K
None
0.00
INTERNATIONAL BUSINESS MACHS
DFNDShares58.16K
TypeSH
Market value$8.16M
0.76%
Sole
28.32K
Shared
29.84K
None
0.00
VERIZON COMMUNICATIONS INC
DFNDShares229.46K
TypeSH
Market value$7.44M
0.69%
Sole
105.30K
Shared
124.16K
None
0.00
CBOE GLOBAL MKTS INC
DFNDShares47.25K
TypeSH
Market value$7.38M
0.68%
Sole
20.09K
Shared
27.16K
None
0.00
AMGEN INC
DFNDShares25.93K
TypeSH
Market value$6.97M
0.64%
Sole
15.83K
Shared
10.10K
None
0.00
META PLATFORMS INC
DFNDShares22.92K
TypeSH
Market value$6.88M
0.64%
Sole
14.65K
Shared
8.28K
None
0.00
ELI LILLY & CO
DFNDShares12.63K
TypeSH
Market value$6.78M
0.63%
Sole
8.89K
Shared
3.73K
None
0.00
TESLA INC
DFNDShares27.06K
TypeSH
Market value$6.77M
0.63%
Sole
14.91K
Shared
12.15K
None
0.00
UNITED THERAPEUTICS CORP DEL
DFNDShares28.83K
TypeSH
Market value$6.51M
0.60%
Sole
13.85K
Shared
14.98K
None
0.00
MCDONALDS CORP
DFNDShares24.63K
TypeSH
Market value$6.49M
0.60%
Sole
9.56K
Shared
15.06K
None
0.00
THE CIGNA GROUP
DFNDShares22.31K
TypeSH
Market value$6.38M
0.59%
Sole
15.06K
Shared
7.25K
None
0.00
COCA COLA CO
DFNDShares113.12K
TypeSH
Market value$6.33M
0.59%
Sole
51.73K
Shared
61.39K
None
0.00
PEPSICO INC
DFNDShares35.67K
TypeSH
Market value$6.04M
0.56%
Sole
22.30K
Shared
13.37K
None
0.00
GEN DIGITAL INC
DFNDShares332.75K
TypeSH
Market value$5.88M
0.54%
Sole
165.15K
Shared
167.60K
None
0.00
BRISTOL-MYERS SQUIBB CO
DFNDShares100.24K
TypeSH
Market value$5.82M
0.54%
Sole
62.46K
Shared
37.78K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | Common Stock | 177.20K | SH | $30.34M 2.81% | 95.38K | 81.82K | 0.00 |
MICROSOFT CORPDFND | Common Stock | 87.54K | SH | $27.64M 2.56% | 46.47K | 41.07K | 0.00 |
SPDR S&P 500 ETF TRDFND | Exchange Traded Fund | 37.23K | SH | $15.91M 1.47% | 37.23K | 0.00 | 0.00 |
AMAZON COM INCDFND | Common Stock | 97.38K | SH | $12.38M 1.15% | 58.98K | 38.40K | 0.00 |
NVIDIA CORPORATIONDFND | Common Stock | 26.67K | SH | $11.60M 1.07% | 15.37K | 11.30K | 0.00 |
ALPHABET INCDFND | Common Stock | 80.47K | SH | $10.61M 0.98% | 38.53K | 41.94K | 0.00 |
UNITEDHEALTH GROUP INCDFND | Common Stock | 20.05K | SH | $10.11M 0.94% | 10.32K | 9.72K | 0.00 |
JOHNSON & JOHNSONDFND | Common Stock | 61.84K | SH | $9.63M 0.89% | 29.64K | 32.20K | 0.00 |
VISA INCDFND | Common Stock | 40.86K | SH | $9.40M 0.87% | 19.85K | 21.01K | 0.00 |
THERMO FISHER SCIENTIFIC INCDFND | Common Stock | 16.47K | SH | $8.34M 0.77% | 7.58K | 8.89K | 0.00 |
ALPHABET INCDFND | Common Stock | 63.32K | SH | $8.29M 0.77% | 43.37K | 19.96K | 0.00 |
INTERNATIONAL BUSINESS MACHSDFND | Common Stock | 58.16K | SH | $8.16M 0.76% | 28.32K | 29.84K | 0.00 |
VERIZON COMMUNICATIONS INCDFND | Common Stock | 229.46K | SH | $7.44M 0.69% | 105.30K | 124.16K | 0.00 |
CBOE GLOBAL MKTS INCDFND | Common Stock | 47.25K | SH | $7.38M 0.68% | 20.09K | 27.16K | 0.00 |
AMGEN INCDFND | Common Stock | 25.93K | SH | $6.97M 0.64% | 15.83K | 10.10K | 0.00 |
META PLATFORMS INCDFND | Common Stock | 22.92K | SH | $6.88M 0.64% | 14.65K | 8.28K | 0.00 |
ELI LILLY & CODFND | Common Stock | 12.63K | SH | $6.78M 0.63% | 8.89K | 3.73K | 0.00 |
TESLA INCDFND | Common Stock | 27.06K | SH | $6.77M 0.63% | 14.91K | 12.15K | 0.00 |
UNITED THERAPEUTICS CORP DELDFND | Common Stock | 28.83K | SH | $6.51M 0.60% | 13.85K | 14.98K | 0.00 |
MCDONALDS CORPDFND | Common Stock | 24.63K | SH | $6.49M 0.60% | 9.56K | 15.06K | 0.00 |
THE CIGNA GROUPDFND | Common Stock | 22.31K | SH | $6.38M 0.59% | 15.06K | 7.25K | 0.00 |
COCA COLA CODFND | Common Stock | 113.12K | SH | $6.33M 0.59% | 51.73K | 61.39K | 0.00 |
PEPSICO INCDFND | Common Stock | 35.67K | SH | $6.04M 0.56% | 22.30K | 13.37K | 0.00 |
GEN DIGITAL INCDFND | Common Stock | 332.75K | SH | $5.88M 0.54% | 165.15K | 167.60K | 0.00 |
BRISTOL-MYERS SQUIBB CODFND | Common Stock | 100.24K | SH | $5.82M 0.54% | 62.46K | 37.78K | 0.00 |
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