Filed: 5/12/2023ACC: 0001104659-23-059723
📋 What this filing means
OSTRUM ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 671 equity positions with a total reported market value of $1.15B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
671
Positions
$1.15B
Total AUM (reported)
13.65M
Total Shares
Allocation by class
COMMON STOCK$1.13B98.5%
EXCHANGE TRADED FUND$16.79M1.5%
Portfolio Concentration
Top 3$79.97M7.0%
4–10$67.85M5.9%
11–25$108.42M9.4%
Rest$891.64M77.7%
Top 3 weight
7.0%
Top 10 weight
12.9%
Voting Authority Distribution
Total shares with voting rights: 13.65M
Sole
Full voting authority
9.45M
shares
% of voting shares69.2%
Shared
Joint voting authority
4.20M
shares
% of voting shares30.8%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other671
Dominant voting typeSole · 69.2% of voting shares
Institutional Holdings671
Rows:
APPLE INC
DFNDShares209.12K
TypeSH
Market value$34.48M
3.00%
Sole
102.17K
Shared
106.95K
None
0.00
MICROSOFT CORP
DFNDShares99.53K
TypeSH
Market value$28.69M
2.50%
Sole
47.12K
Shared
52.41K
None
0.00
SPDR S&P 500 ETF TR
DFNDShares41K
TypeSH
Market value$16.79M
1.46%
Sole
41K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares105.77K
TypeSH
Market value$10.92M
0.95%
Sole
55.92K
Shared
49.85K
None
0.00
ALPHABET INC
DFNDShares102.72K
TypeSH
Market value$10.68M
0.93%
Sole
35.04K
Shared
67.68K
None
0.00
JOHNSON & JOHNSON
DFNDShares63.81K
TypeSH
Market value$9.89M
0.86%
Sole
25.02K
Shared
38.79K
None
0.00
THERMO FISHER SCIENTIFIC INC
DFNDShares16.67K
TypeSH
Market value$9.61M
0.84%
Sole
8.19K
Shared
8.48K
None
0.00
VERIZON COMMUNICATIONS INC
DFNDShares238.59K
TypeSH
Market value$9.28M
0.81%
Sole
99.56K
Shared
139.03K
None
0.00
PFIZER INC
DFNDShares214.95K
TypeSH
Market value$8.77M
0.76%
Sole
105.17K
Shared
109.78K
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares18.39K
TypeSH
Market value$8.69M
0.76%
Sole
7.76K
Shared
10.63K
None
0.00
NVIDIA CORPORATION
DFNDShares30.71K
TypeSH
Market value$8.53M
0.74%
Sole
14.90K
Shared
15.80K
None
0.00
VISA INC
DFNDShares36.84K
TypeSH
Market value$8.31M
0.72%
Sole
15.98K
Shared
20.85K
None
0.00
ELECTRONIC ARTS INC
DFNDShares68.38K
TypeSH
Market value$8.24M
0.72%
Sole
27.02K
Shared
41.35K
None
0.00
INTERNATIONAL BUSINESS MACHS
DFNDShares57.58K
TypeSH
Market value$7.55M
0.66%
Sole
26.22K
Shared
31.36K
None
0.00
BRISTOL-MYERS SQUIBB CO
DFNDShares107.57K
TypeSH
Market value$7.46M
0.65%
Sole
60.93K
Shared
46.64K
None
0.00
NEWMONT CORP
DFNDShares151.84K
TypeSH
Market value$7.44M
0.65%
Sole
68.74K
Shared
83.10K
None
0.00
GILEAD SCIENCES INC
DFNDShares85.78K
TypeSH
Market value$7.12M
0.62%
Sole
46.75K
Shared
39.03K
None
0.00
UNITED PARCEL SERVICE INC
DFNDShares36.28K
TypeSH
Market value$7.04M
0.61%
Sole
11.56K
Shared
24.71K
None
0.00
BECTON DICKINSON & CO
DFNDShares28.05K
TypeSH
Market value$6.94M
0.60%
Sole
14.16K
Shared
13.89K
None
0.00
WALMART INC
DFNDShares46.46K
TypeSH
Market value$6.85M
0.60%
Sole
24.48K
Shared
21.99K
None
0.00
PEPSICO INC
DFNDShares37.11K
TypeSH
Market value$6.77M
0.59%
Sole
19.37K
Shared
17.75K
None
0.00
GEN DIGITAL INC
DFNDShares388.74K
TypeSH
Market value$6.67M
0.58%
Sole
166.12K
Shared
222.62K
None
0.00
UNITED THERAPEUTICS CORP DEL
DFNDShares29.32K
TypeSH
Market value$6.57M
0.57%
Sole
12.18K
Shared
17.14K
None
0.00
KROGER CO
DFNDShares131.76K
TypeSH
Market value$6.51M
0.57%
Sole
64.58K
Shared
67.18K
None
0.00
INCYTE CORP
DFNDShares89.25K
TypeSH
Market value$6.45M
0.56%
Sole
45.08K
Shared
44.17K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | Common Stock | 209.12K | SH | $34.48M 3.00% | 102.17K | 106.95K | 0.00 |
MICROSOFT CORPDFND | Common Stock | 99.53K | SH | $28.69M 2.50% | 47.12K | 52.41K | 0.00 |
SPDR S&P 500 ETF TRDFND | Exchange Traded Fund | 41K | SH | $16.79M 1.46% | 41K | 0.00 | 0.00 |
AMAZON COM INCDFND | Common Stock | 105.77K | SH | $10.92M 0.95% | 55.92K | 49.85K | 0.00 |
ALPHABET INCDFND | Common Stock | 102.72K | SH | $10.68M 0.93% | 35.04K | 67.68K | 0.00 |
JOHNSON & JOHNSONDFND | Common Stock | 63.81K | SH | $9.89M 0.86% | 25.02K | 38.79K | 0.00 |
THERMO FISHER SCIENTIFIC INCDFND | Common Stock | 16.67K | SH | $9.61M 0.84% | 8.19K | 8.48K | 0.00 |
VERIZON COMMUNICATIONS INCDFND | Common Stock | 238.59K | SH | $9.28M 0.81% | 99.56K | 139.03K | 0.00 |
PFIZER INCDFND | Common Stock | 214.95K | SH | $8.77M 0.76% | 105.17K | 109.78K | 0.00 |
UNITEDHEALTH GROUP INCDFND | Common Stock | 18.39K | SH | $8.69M 0.76% | 7.76K | 10.63K | 0.00 |
NVIDIA CORPORATIONDFND | Common Stock | 30.71K | SH | $8.53M 0.74% | 14.90K | 15.80K | 0.00 |
VISA INCDFND | Common Stock | 36.84K | SH | $8.31M 0.72% | 15.98K | 20.85K | 0.00 |
ELECTRONIC ARTS INCDFND | Common Stock | 68.38K | SH | $8.24M 0.72% | 27.02K | 41.35K | 0.00 |
INTERNATIONAL BUSINESS MACHSDFND | Common Stock | 57.58K | SH | $7.55M 0.66% | 26.22K | 31.36K | 0.00 |
BRISTOL-MYERS SQUIBB CODFND | Common Stock | 107.57K | SH | $7.46M 0.65% | 60.93K | 46.64K | 0.00 |
NEWMONT CORPDFND | Common Stock | 151.84K | SH | $7.44M 0.65% | 68.74K | 83.10K | 0.00 |
GILEAD SCIENCES INCDFND | Common Stock | 85.78K | SH | $7.12M 0.62% | 46.75K | 39.03K | 0.00 |
UNITED PARCEL SERVICE INCDFND | Common Stock | 36.28K | SH | $7.04M 0.61% | 11.56K | 24.71K | 0.00 |
BECTON DICKINSON & CODFND | Common Stock | 28.05K | SH | $6.94M 0.60% | 14.16K | 13.89K | 0.00 |
WALMART INCDFND | Common Stock | 46.46K | SH | $6.85M 0.60% | 24.48K | 21.99K | 0.00 |
PEPSICO INCDFND | Common Stock | 37.11K | SH | $6.77M 0.59% | 19.37K | 17.75K | 0.00 |
GEN DIGITAL INCDFND | Common Stock | 388.74K | SH | $6.67M 0.58% | 166.12K | 222.62K | 0.00 |
UNITED THERAPEUTICS CORP DELDFND | Common Stock | 29.32K | SH | $6.57M 0.57% | 12.18K | 17.14K | 0.00 |
KROGER CODFND | Common Stock | 131.76K | SH | $6.51M 0.57% | 64.58K | 67.18K | 0.00 |
INCYTE CORPDFND | Common Stock | 89.25K | SH | $6.45M 0.56% | 45.08K | 44.17K | 0.00 |
Page 1 of 27
…