O'SHEA WILLIAM J enters TREVI THERAPEUTICS, INC. with 15.03K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/7/2019ACC: 0000899243-19-012571
10% Owner
Since May 2019
15.03K
Baseline shares
100% direct
15.03K
Direct ownership
1 position
99.02K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned15.03K
Total
15.03K direct15.03K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 15.03K | Direct |
| Total | 15.03K | 15.03K direct |
Derivative Holdings2
Series C Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
55.90K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Series A Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
43.12K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
99.02K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series C Preferred Stock Direct | Common Stock | — | — | 55.90K | N/A | |
| Series A Preferred Stock Direct | Common Stock | — | — | 43.12K | N/A | |
| Total | 99.02K | 0.00 | ||||