Filed: 11/14/2022ACC: 0001423442-22-000005
📋 What this filing means
O'SHAUGHNESSY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 1340 equity positions with a total reported market value of $5.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1340
Positions
$5.32M
Total AUM (reported)
116.75M
Total Shares
Allocation by class
COM$4.03M75.8%
COM NEW$304.2K5.7%
CL A$125.5K2.4%
SPONSORED ADR$89.8K1.7%
ISHS 1-5YR INVS$49.3K0.9%
CORE US AGGBD ET$49.0K0.9%
SHS$48.0K0.9%
Portfolio Concentration
Top 3$255.0K4.8%
4–10$437.9K8.2%
11–25$698.0K13.1%
Rest$3.93M73.9%
Top 3 weight
4.8%
Top 10 weight
13.0%
Voting Authority Distribution
Total shares with voting rights: 116.75M
Sole
Full voting authority
116.75M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1224
Shared0
Other116
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1340
Rows:
APPLE INC
OTRShares667.60K
TypeSH
Market value$92.3K
1.73%
Sole
667.60K
Shared
0.00
None
0.00
CITIGROUP INC
DFNDShares1.99M
TypeSH
Market value$83.1K
1.56%
Sole
1.99M
Shared
0.00
None
0.00
MARATHON PETE CORP
DFNDShares801.90K
TypeSH
Market value$79.7K
1.50%
Sole
801.90K
Shared
0.00
None
0.00
ALTRIA GROUP INC
DFNDShares1.95M
TypeSH
Market value$78.8K
1.48%
Sole
1.95M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares322.42K
TypeSH
Market value$75.1K
1.41%
Sole
322.42K
Shared
0.00
None
0.00
WEYERHAEUSER CO MTN BE
DFNDShares2.26M
TypeSH
Market value$64.7K
1.22%
Sole
2.26M
Shared
0.00
None
0.00
QUEST DIAGNOSTICS INC
DFNDShares456.54K
TypeSH
Market value$56.0K
1.05%
Sole
456.54K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares341.50K
TypeSH
Market value$55.8K
1.05%
Sole
341.50K
Shared
0.00
None
0.00
AMERIPRISE FINL INC
DFNDShares214.89K
TypeSH
Market value$54.1K
1.02%
Sole
214.89K
Shared
0.00
None
0.00
AMGEN INC
DFNDShares236.88K
TypeSH
Market value$53.4K
1.00%
Sole
236.88K
Shared
0.00
None
0.00
UNION PAC CORP
DFNDShares273.29K
TypeSH
Market value$53.2K
1.00%
Sole
273.29K
Shared
0.00
None
0.00
HP INC
DFNDShares2.06M
TypeSH
Market value$51.4K
0.97%
Sole
2.06M
Shared
0.00
None
0.00
ORACLE CORP
DFNDShares840.62K
TypeSH
Market value$51.3K
0.96%
Sole
840.62K
Shared
0.00
None
0.00
GARTNER INC
DFNDShares184.64K
TypeSH
Market value$51.1K
0.96%
Sole
184.64K
Shared
0.00
None
0.00
APA CORPORATION
DFNDShares1.45M
TypeSH
Market value$49.7K
0.93%
Sole
1.45M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares999.83K
TypeSH
Market value$49.3K
0.93%
Sole
999.83K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares508.25K
TypeSH
Market value$49.0K
0.92%
Sole
508.25K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares430.35K
TypeSH
Market value$47.3K
0.89%
Sole
430.35K
Shared
0.00
None
0.00
FAIR ISAAC CORP
DFNDShares106.77K
TypeSH
Market value$44.0K
0.83%
Sole
106.77K
Shared
0.00
None
0.00
BK OF AMERICA CORP
DFNDShares1.45M
TypeSH
Market value$43.7K
0.82%
Sole
1.45M
Shared
0.00
None
0.00
AMERICAN INTL GROUP INC
DFNDShares905.31K
TypeSH
Market value$43.0K
0.81%
Sole
905.31K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP
DFNDShares89.10K
TypeSH
Market value$41.9K
0.79%
Sole
89.10K
Shared
0.00
None
0.00
KEYCORP
DFNDShares2.59M
TypeSH
Market value$41.5K
0.78%
Sole
2.59M
Shared
0.00
None
0.00
LUMEN TECHNOLOGIES INC
DFNDShares5.64M
TypeSH
Market value$41.0K
0.77%
Sole
5.64M
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares1.01M
TypeSH
Market value$40.6K
0.76%
Sole
1.01M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCOTR | COM | 667.60K | SH | $92.3K 1.73% | 667.60K | 0.00 | 0.00 |
CITIGROUP INCDFND | COM NEW | 1.99M | SH | $83.1K 1.56% | 1.99M | 0.00 | 0.00 |
MARATHON PETE CORPDFND | COM | 801.90K | SH | $79.7K 1.50% | 801.90K | 0.00 | 0.00 |
ALTRIA GROUP INCDFND | COM | 1.95M | SH | $78.8K 1.48% | 1.95M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 322.42K | SH | $75.1K 1.41% | 322.42K | 0.00 | 0.00 |
WEYERHAEUSER CO MTN BEDFND | COM NEW | 2.26M | SH | $64.7K 1.22% | 2.26M | 0.00 | 0.00 |
QUEST DIAGNOSTICS INCDFND | COM | 456.54K | SH | $56.0K 1.05% | 456.54K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 341.50K | SH | $55.8K 1.05% | 341.50K | 0.00 | 0.00 |
AMERIPRISE FINL INCDFND | COM | 214.89K | SH | $54.1K 1.02% | 214.89K | 0.00 | 0.00 |
AMGEN INCDFND | COM | 236.88K | SH | $53.4K 1.00% | 236.88K | 0.00 | 0.00 |
UNION PAC CORPDFND | COM | 273.29K | SH | $53.2K 1.00% | 273.29K | 0.00 | 0.00 |
HP INCDFND | COM | 2.06M | SH | $51.4K 0.97% | 2.06M | 0.00 | 0.00 |
ORACLE CORPDFND | COM | 840.62K | SH | $51.3K 0.96% | 840.62K | 0.00 | 0.00 |
GARTNER INCDFND | COM | 184.64K | SH | $51.1K 0.96% | 184.64K | 0.00 | 0.00 |
APA CORPORATIONDFND | COM | 1.45M | SH | $49.7K 0.93% | 1.45M | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 1-5YR INVS | 999.83K | SH | $49.3K 0.93% | 999.83K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 508.25K | SH | $49.0K 0.92% | 508.25K | 0.00 | 0.00 |
ISHARES TRSOLE | SHORT TREAS BD | 430.35K | SH | $47.3K 0.89% | 430.35K | 0.00 | 0.00 |
FAIR ISAAC CORPDFND | COM | 106.77K | SH | $44.0K 0.83% | 106.77K | 0.00 | 0.00 |
BK OF AMERICA CORPDFND | COM | 1.45M | SH | $43.7K 0.82% | 1.45M | 0.00 | 0.00 |
AMERICAN INTL GROUP INCDFND | COM NEW | 905.31K | SH | $43.0K 0.81% | 905.31K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORPDFND | COM | 89.10K | SH | $41.9K 0.79% | 89.10K | 0.00 | 0.00 |
KEYCORPDFND | COM | 2.59M | SH | $41.5K 0.78% | 2.59M | 0.00 | 0.00 |
LUMEN TECHNOLOGIES INCDFND | COM | 5.64M | SH | $41.0K 0.77% | 5.64M | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | COM | 1.01M | SH | $40.6K 0.76% | 1.01M | 0.00 | 0.00 |
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