Filed: 1/8/2024ACC: 0001580642-24-000123
📋 What this filing means
OPTIMUM INVESTMENT ADVISORS filed this quarterly 13F‑HR report disclosing 637 equity positions with a total reported market value of $198.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
637
Positions
$198.77M
Total AUM (reported)
2.78M
Total Shares
Allocation by class
COM$121.36M61.1%
TR UNIT$10.44M5.3%
CL A$6.49M3.3%
INF TECH ETF$4.23M2.1%
INTER MUN BD ACT$3.97M2.0%
CAP STK CL C$3.56M1.8%
CL B$3.00M1.5%
Portfolio Concentration
Top 3$35.79M18.0%
4–10$28.75M14.5%
11–25$27.62M13.9%
Rest$106.61M53.6%
Top 3 weight
18.0%
Top 10 weight
32.5%
Voting Authority Distribution
Total shares with voting rights: 2.78M
Sole
Full voting authority
12.35K
shares
% of voting shares0.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.77M
shares
% of voting shares99.6%
Investment Discretion (by position count)
Sole637
Shared0
Other0
Dominant voting typeNone · 99.6% of voting shares
Institutional Holdings637
Rows:
APPLE INC
SOLEShares97K
TypeSH
Market value$18.67M
9.40%
Sole
950.00
Shared
0.00
None
96.05K
SPDR S&P 500 ETF TR
SOLEShares21.97K
TypeSH
Market value$10.44M
5.25%
Sole
0.00
Shared
0.00
None
21.97K
MICROSOFT CORP
SOLEShares17.73K
TypeSH
Market value$6.67M
3.35%
Sole
0.00
Shared
0.00
None
17.73K
NVIDIA CORPORATION
SOLEShares10.98K
TypeSH
Market value$5.44M
2.73%
Sole
600.00
Shared
0.00
None
10.38K
UNITEDHEALTH GROUP INC
SOLEShares8.66K
TypeSH
Market value$4.56M
2.29%
Sole
0.00
Shared
0.00
None
8.66K
COSTCO WHSL CORP NEW
SOLEShares6.89K
TypeSH
Market value$4.55M
2.29%
Sole
0.00
Shared
0.00
None
6.89K
VANGUARD WORLD FDS
SOLEShares8.73K
TypeSH
Market value$4.23M
2.13%
Sole
0.00
Shared
0.00
None
8.73K
PIMCO ETF TR
SOLEShares75.22K
TypeSH
Market value$3.97M
2.00%
Sole
0.00
Shared
0.00
None
75.22K
ALPHABET INC
SOLEShares25.27K
TypeSH
Market value$3.56M
1.79%
Sole
400.00
Shared
0.00
None
24.86K
AMAZON COM INC
SOLEShares16.09K
TypeSH
Market value$2.44M
1.23%
Sole
0.00
Shared
0.00
None
16.09K
JPMORGAN CHASE & CO
SOLEShares14.06K
TypeSH
Market value$2.39M
1.20%
Sole
0.00
Shared
0.00
None
14.06K
MASTERCARD INCORPORATED
SOLEShares5.58K
TypeSH
Market value$2.38M
1.20%
Sole
670.00
Shared
0.00
None
4.91K
META PLATFORMS INC
SOLEShares6.37K
TypeSH
Market value$2.26M
1.13%
Sole
220.00
Shared
0.00
None
6.15K
ABBVIE INC
SOLEShares14.28K
TypeSH
Market value$2.21M
1.11%
Sole
0.00
Shared
0.00
None
14.28K
SPDR GOLD TR
SOLEShares10.45K
TypeSH
Market value$2.00M
1.01%
Sole
400.00
Shared
0.00
None
10.05K
UNITED PARCEL SERVICE INC
SOLEShares19.17K
TypeSH
Market value$1.93M
0.97%
Sole
200.00
Shared
0.00
None
18.97K
ADOBE INC
SOLEShares3.19K
TypeSH
Market value$1.90M
0.96%
Sole
200.00
Shared
0.00
None
2.99K
CISCO SYS INC
SOLEShares33.99K
TypeSH
Market value$1.72M
0.86%
Sole
0.00
Shared
0.00
None
33.99K
WALMART INC
SOLEShares10.51K
TypeSH
Market value$1.66M
0.83%
Sole
0.00
Shared
0.00
None
10.51K
ORACLE CORP
SOLEShares15.41K
TypeSH
Market value$1.62M
0.82%
Sole
600.00
Shared
0.00
None
14.81K
BROADCOM INC
SOLEShares1.40K
TypeSH
Market value$1.56M
0.79%
Sole
0.00
Shared
0.00
None
1.40K
LOCKHEED MARTIN CORP
SOLEShares3.35K
TypeSH
Market value$1.52M
0.76%
Sole
0.00
Shared
0.00
None
3.35K
ISHARES TR
SOLEShares15.14K
TypeSH
Market value$1.50M
0.75%
Sole
0.00
Shared
0.00
None
15.14K
QUALCOMM INC
SOLEShares10.33K
TypeSH
Market value$1.49M
0.75%
Sole
0.00
Shared
0.00
None
10.33K
ISHARES TR
SOLEShares7.42K
TypeSH
Market value$1.49M
0.75%
Sole
0.00
Shared
0.00
None
7.42K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 97K | SH | $18.67M 9.40% | 950.00 | 0.00 | 96.05K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 21.97K | SH | $10.44M 5.25% | 0.00 | 0.00 | 21.97K |
MICROSOFT CORPSOLE | COM | 17.73K | SH | $6.67M 3.35% | 0.00 | 0.00 | 17.73K |
NVIDIA CORPORATIONSOLE | COM | 10.98K | SH | $5.44M 2.73% | 600.00 | 0.00 | 10.38K |
UNITEDHEALTH GROUP INCSOLE | COM | 8.66K | SH | $4.56M 2.29% | 0.00 | 0.00 | 8.66K |
COSTCO WHSL CORP NEWSOLE | COM | 6.89K | SH | $4.55M 2.29% | 0.00 | 0.00 | 6.89K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 8.73K | SH | $4.23M 2.13% | 0.00 | 0.00 | 8.73K |
PIMCO ETF TRSOLE | INTER MUN BD ACT | 75.22K | SH | $3.97M 2.00% | 0.00 | 0.00 | 75.22K |
ALPHABET INCSOLE | CAP STK CL C | 25.27K | SH | $3.56M 1.79% | 400.00 | 0.00 | 24.86K |
AMAZON COM INCSOLE | COM | 16.09K | SH | $2.44M 1.23% | 0.00 | 0.00 | 16.09K |
JPMORGAN CHASE & COSOLE | COM | 14.06K | SH | $2.39M 1.20% | 0.00 | 0.00 | 14.06K |
MASTERCARD INCORPORATEDSOLE | CL A | 5.58K | SH | $2.38M 1.20% | 670.00 | 0.00 | 4.91K |
META PLATFORMS INCSOLE | CL A | 6.37K | SH | $2.26M 1.13% | 220.00 | 0.00 | 6.15K |
ABBVIE INCSOLE | COM | 14.28K | SH | $2.21M 1.11% | 0.00 | 0.00 | 14.28K |
SPDR GOLD TRSOLE | GOLD SHS | 10.45K | SH | $2.00M 1.01% | 400.00 | 0.00 | 10.05K |
UNITED PARCEL SERVICE INCSOLE | CL B | 19.17K | SH | $1.93M 0.97% | 200.00 | 0.00 | 18.97K |
ADOBE INCSOLE | COM | 3.19K | SH | $1.90M 0.96% | 200.00 | 0.00 | 2.99K |
CISCO SYS INCSOLE | COM | 33.99K | SH | $1.72M 0.86% | 0.00 | 0.00 | 33.99K |
WALMART INCSOLE | COM | 10.51K | SH | $1.66M 0.83% | 0.00 | 0.00 | 10.51K |
ORACLE CORPSOLE | COM | 15.41K | SH | $1.62M 0.82% | 600.00 | 0.00 | 14.81K |
BROADCOM INCSOLE | COM | 1.40K | SH | $1.56M 0.79% | 0.00 | 0.00 | 1.40K |
LOCKHEED MARTIN CORPSOLE | COM | 3.35K | SH | $1.52M 0.76% | 0.00 | 0.00 | 3.35K |
ISHARES TRSOLE | 20 YR TR BD ETF | 15.14K | SH | $1.50M 0.75% | 0.00 | 0.00 | 15.14K |
QUALCOMM INCSOLE | COM | 10.33K | SH | $1.49M 0.75% | 0.00 | 0.00 | 10.33K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 7.42K | SH | $1.49M 0.75% | 0.00 | 0.00 | 7.42K |
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